Rumjahn, Kevin Kalim 林基榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-08-24 | 2008-02-16 | Rep | Dealing in securities | 2006-08-30 | 2008-02-16 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-30 | 2008-02-16 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-03-20 | 2010-11-24 | Rep | Dealing in securities | 2008-03-20 | 2010-11-24 | Rep | Advising on securities | 2008-04-23 | 2010-11-24 | RO | Advising on corporate finance | 2010-11-24 | 2023-08-08 | RO | Advising on securities | 2010-11-24 | 2023-08-08 | RO | Dealing in securities | 2010-11-24 | 2023-08-08 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2004-04-16 | 2006-04-26 | Rep | Dealing in securities | 2004-04-16 | 2006-04-26 | RO | Advising on corporate finance | 2006-04-26 | 2006-08-07 | RO | Dealing in securities | 2006-04-26 | 2006-08-07 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2023-11-17 | 2024-05-16 | Rep | Advising on securities | 2023-11-17 | 2024-05-16 | Rep | Dealing in securities | 2023-11-17 | 2024-05-16 | RO | Advising on corporate finance | 2024-05-16 | RO | Advising on securities | 2024-05-16 | RO | Dealing in securities | 2024-05-16 |
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