Broker Regulation
Trust, but Verify
Webb-site.com proposes a solution to reduce the recurrent problem of
brokerage failures, while at the same time improving communications with
shareholders and retail investor participation in corporate governance, bringing
HK up to international standards. (21-Jul-06)
Tiffit's Collapse
We look at the collapse of Tiffit Securities and what lessons the SFC can learn
from it. In our view, they should have shut this firm down and banned its
operator 3 years ago, after a second regulatory offence and a criminal
prosecution. The owner and his firms were also in trouble in Australia in 2001
and 2002. (21-Jul-06)
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