NAME

Tiffit Securities (Hong Kong) Limited

Re winding up of Company
HK Court of First Instance, 15-Jun-07

SFC petitions court for winding up of Company
SFC, 2-Mar-07

SFC revokes licence of Mr Kwok Wood Yan and bans him for life
SFC, 28-Feb-07

Re Company
HK Court of First Instance, 19-Jan-07

SFC v Company
HK Court of First Instance, 4-Oct-06

Court continues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee and orders disclosure by Mr Kwok
SFC, 8-Sep-06

Notice inviting claims
SFC, 5-Sep-06

Court issues interim mareva injunction against Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 29-Aug-06

Court continues administration and makes prohibition order against Mr Kwok Wood Yan
SFC, 28-Jul-06

Statement by Mrs Alexa Lam
SFC, 28-Jul-06

Administrator appointed
SFC, 24-Jul-06

Tiffit's collapse
We look at the collapse of Tiffit Securities and what lessons the SFC can learn from it. In our view, they should have shut this firm down and banned its operator 3 years ago, after a second regulatory offence and a criminal prosecution. The owner and his firms were also in trouble in Australia in 2001 and 2002. (21-Jul-06)

Progress in inquiry
SFC, 21-Jul-06

Restriction notice
Gazette, 21-Jul-06

SFC issues restriction notice
SFC, 18-Jul-06

SFC reprimands Teresa Wong Shue Yung for internal control failings
SFC, 12-Dec-05

SFC reprimands Company for window dressing its financial position and suspends Mr Kwok Wood Yan and Ms Fong Shik Yee
SFC, 24-Dec-04

SFC prosecutes Company and Mr Kwok Wood Yan for misleading information and failing to notify liquid capital deficiencies and Ms Fong Shik Yee for breaches relating to the keeping of trust accounts
SFC, 18-Aug-03

Tiffstock.com to stop dealing in securities
ASIC, 18-Jan-02

Tiffit Securities (Australia) Ltd fined for breaches of ASX Business Rules
ASX, 17-Aug-01

SFC publicly reprimands Mr Kwok Wood Yan and suspends registration of Ms Fong Shik Yee
SFC, 19-Jul-01

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