VMS Asset Management Limited 鼎珮資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-27 | 6 | 10 | 16 | 62.50% |
| 2024-04-30 | 6 | 11 | 17 | 64.71% |
| 2024-03-31 | 7 | 11 | 18 | 61.11% |
| 2024-02-29 | 9 | 12 | 21 | 57.14% |
| 2024-01-31 | 9 | 15 | 24 | 62.50% |
| 2023-12-31 | 9 | 14 | 23 | 60.87% |
| 2023-11-30 | 10 | 14 | 24 | 58.33% |
| 2023-10-31 | 10 | 14 | 24 | 58.33% |
| 2023-09-30 | 10 | 14 | 24 | 58.33% |
| 2023-08-31 | 10 | 14 | 24 | 58.33% |
| 2023-07-31 | 8 | 17 | 25 | 68.00% |
| 2023-06-30 | 8 | 17 | 25 | 68.00% |
| 2023-05-31 | 7 | 14 | 21 | 66.67% |
| 2023-04-30 | 7 | 14 | 21 | 66.67% |
| 2023-03-31 | 7 | 13 | 20 | 65.00% |
| 2023-02-28 | 7 | 14 | 21 | 66.67% |
| 2023-01-31 | 6 | 15 | 21 | 71.43% |
| 2022-12-31 | 6 | 14 | 20 | 70.00% |
| 2022-11-30 | 6 | 12 | 18 | 66.67% |
| 2022-10-31 | 6 | 12 | 18 | 66.67% |
| 2022-09-30 | 6 | 12 | 18 | 66.67% |
| 2022-08-31 | 6 | 13 | 19 | 68.42% |
| 2022-07-31 | 6 | 15 | 21 | 71.43% |
| 2022-06-30 | 6 | 13 | 19 | 68.42% |
| 2022-05-31 | 6 | 12 | 18 | 66.67% |
| 2022-04-30 | 6 | 12 | 18 | 66.67% |
| 2022-03-31 | 7 | 12 | 19 | 63.16% |
| 2022-02-28 | 7 | 12 | 19 | 63.16% |
| 2022-01-31 | 7 | 12 | 19 | 63.16% |
| 2021-12-31 | 7 | 13 | 20 | 65.00% |
| 2021-11-30 | 7 | 12 | 19 | 63.16% |
| 2021-10-31 | 7 | 13 | 20 | 65.00% |
| 2021-09-30 | 7 | 13 | 20 | 65.00% |
| 2021-08-31 | 7 | 12 | 19 | 63.16% |
| 2021-07-31 | 7 | 11 | 18 | 61.11% |
| 2021-06-30 | 7 | 8 | 15 | 53.33% |
| 2021-05-31 | 8 | 9 | 17 | 52.94% |
| 2021-04-30 | 8 | 10 | 18 | 55.56% |
| 2021-03-31 | 8 | 9 | 17 | 52.94% |
| 2021-02-28 | 7 | 9 | 16 | 56.25% |
| 2021-01-31 | 7 | 9 | 16 | 56.25% |
| 2020-12-31 | 6 | 10 | 16 | 62.50% |
| 2020-11-30 | 6 | 9 | 15 | 60.00% |
| 2020-10-31 | 6 | 9 | 15 | 60.00% |
| 2020-09-30 | 6 | 10 | 16 | 62.50% |
| 2020-08-31 | 6 | 12 | 18 | 66.67% |
| 2020-07-31 | 7 | 14 | 21 | 66.67% |
| 2020-06-30 | 7 | 14 | 21 | 66.67% |
| 2020-05-31 | 7 | 15 | 22 | 68.18% |
| 2020-04-30 | 8 | 15 | 23 | 65.22% |
| 2020-03-31 | 8 | 15 | 23 | 65.22% |
| 2020-02-29 | 7 | 16 | 23 | 69.57% |
| 2020-01-31 | 7 | 15 | 22 | 68.18% |
| 2019-12-31 | 7 | 15 | 22 | 68.18% |
| 2019-11-30 | 7 | 15 | 22 | 68.18% |
| 2019-10-31 | 6 | 15 | 21 | 71.43% |
| 2019-09-30 | 6 | 14 | 20 | 70.00% |
| 2019-08-31 | 5 | 15 | 20 | 75.00% |
| 2019-07-31 | 5 | 15 | 20 | 75.00% |
| 2019-06-30 | 5 | 16 | 21 | 76.19% |
| 2019-05-31 | 4 | 17 | 21 | 80.95% |
| 2019-04-30 | 4 | 17 | 21 | 80.95% |
| 2019-03-31 | 4 | 17 | 21 | 80.95% |
| 2019-02-28 | 4 | 18 | 22 | 81.82% |
| 2019-01-31 | 4 | 17 | 21 | 80.95% |
| 2018-12-31 | 4 | 4 | 8 | 50.00% |
| 2018-11-30 | 4 | 0 | 4 | 0.00% |
| 2018-10-31 | 0 | 0 | 0 | 0.00% |
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