CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-29 5 13 18 72.22%
2024-04-30 5 13 18 72.22%
2024-03-31 5 13 18 72.22%
2024-02-29 5 13 18 72.22%
2024-01-31 5 13 18 72.22%
2023-12-31 5 13 18 72.22%
2023-11-30 5 13 18 72.22%
2023-10-31 5 13 18 72.22%
2023-09-30 5 13 18 72.22%
2023-08-31 5 13 18 72.22%
2023-07-31 5 12 17 70.59%
2023-06-30 5 12 17 70.59%
2023-05-31 5 12 17 70.59%
2023-04-30 5 13 18 72.22%
2023-03-31 5 13 18 72.22%
2023-02-28 5 13 18 72.22%
2023-01-31 5 13 18 72.22%
2022-12-31 5 13 18 72.22%
2022-11-30 5 13 18 72.22%
2022-10-31 5 13 18 72.22%
2022-09-30 5 12 17 70.59%
2022-08-31 5 12 17 70.59%
2022-07-31 5 11 16 68.75%
2022-06-30 5 12 17 70.59%
2022-05-31 5 12 17 70.59%
2022-04-30 5 13 18 72.22%
2022-03-31 5 13 18 72.22%
2022-02-28 5 13 18 72.22%
2022-01-31 5 13 18 72.22%
2021-12-31 5 13 18 72.22%
2021-11-30 5 14 19 73.68%
2021-10-31 5 14 19 73.68%
2021-09-30 5 15 20 75.00%
2021-08-31 5 15 20 75.00%
2021-07-31 5 15 20 75.00%
2021-06-30 5 15 20 75.00%
2021-05-31 5 15 20 75.00%
2021-04-30 5 13 18 72.22%
2021-03-31 5 13 18 72.22%
2021-02-28 5 14 19 73.68%
2021-01-31 5 14 19 73.68%
2020-12-31 5 14 19 73.68%
2020-11-30 5 14 19 73.68%
2020-10-31 5 15 20 75.00%
2020-09-30 5 15 20 75.00%
2020-08-31 5 16 21 76.19%
2020-07-31 5 16 21 76.19%
2020-06-30 5 16 21 76.19%
2020-05-31 5 17 22 77.27%
2020-04-30 6 17 23 73.91%
2020-03-31 7 19 26 73.08%
2020-02-29 6 21 27 77.78%
2020-01-31 6 22 28 78.57%
2019-12-31 6 22 28 78.57%
2019-11-30 6 22 28 78.57%
2019-10-31 7 22 29 75.86%
2019-09-30 6 25 31 80.65%
2019-08-31 6 24 30 80.00%
2019-07-31 8 26 34 76.47%
2019-06-30 12 34 46 73.91%
2019-05-31 13 36 49 73.47%
2019-04-30 13 36 49 73.47%
2019-03-31 13 37 50 74.00%
2019-02-28 13 36 49 73.47%
2019-01-31 13 35 48 72.92%
2018-12-31 13 34 47 72.34%
2018-11-30 12 34 46 73.91%
2018-10-31 12 32 44 72.73%
2018-09-30 12 32 44 72.73%
2018-08-31 11 33 44 75.00%
2018-07-31 10 31 41 75.61%
2018-06-30 10 29 39 74.36%
2018-05-31 10 30 40 75.00%
2018-04-30 10 31 41 75.61%
2018-03-31 11 31 42 73.81%
2018-02-28 11 31 42 73.81%
2018-01-31 12 30 42 71.43%
2017-12-31 12 32 44 72.73%
2017-11-30 12 32 44 72.73%
2017-10-31 12 31 43 72.09%
2017-09-30 15 31 46 67.39%
2017-08-31 13 34 47 72.34%
2017-07-31 13 36 49 73.47%
2017-06-30 10 42 52 80.77%
2017-05-31 11 41 52 78.85%
2017-04-30 11 44 55 80.00%
2017-03-31 12 45 57 78.95%
2017-02-28 12 45 57 78.95%
2017-01-31 12 46 58 79.31%
2016-12-31 11 50 61 81.97%
2016-11-30 11 54 65 83.08%
2016-10-31 11 55 66 83.33%
2016-09-30 12 55 67 82.09%
2016-08-31 12 53 65 81.54%
2016-07-31 12 54 66 81.82%
2016-06-30 12 50 62 80.65%
2016-05-31 12 51 63 80.95%
2016-04-30 12 52 64 81.25%
2016-03-31 12 54 66 81.82%
2016-02-29 12 54 66 81.82%
2016-01-31 12 53 65 81.54%
2015-12-31 11 67 78 85.90%
2015-11-30 11 72 83 86.75%
2015-10-31 10 72 82 87.80%
2015-09-30 10 72 82 87.80%
2015-08-31 10 75 85 88.24%
2015-07-31 10 81 91 89.01%
2015-06-30 10 79 89 88.76%
2015-05-31 11 79 90 87.78%
2015-04-30 14 77 91 84.62%
2015-03-31 15 80 95 84.21%
2015-02-28 15 83 98 84.69%
2015-01-31 18 94 112 83.93%
2014-12-31 18 93 111 83.78%
2014-11-30 18 94 112 83.93%
2014-10-31 18 88 106 83.02%
2014-09-30 19 90 109 82.57%
2014-08-31 20 90 110 81.82%
2014-07-31 20 90 110 81.82%
2014-06-30 19 89 108 82.41%
2014-05-31 18 87 105 82.86%
2014-04-30 17 86 103 83.50%
2014-03-31 16 89 105 84.76%
2014-02-28 15 93 108 86.11%
2014-01-31 15 93 108 86.11%
2013-12-31 15 93 108 86.11%
2013-11-30 14 95 109 87.16%
2013-10-31 15 94 109 86.24%
2013-09-30 15 92 107 85.98%
2013-08-31 15 95 110 86.36%
2013-07-31 15 100 115 86.96%
2013-06-30 15 99 114 86.84%
2013-05-31 18 92 110 83.64%
2013-04-30 18 94 112 83.93%
2013-03-31 19 98 117 83.76%
2013-02-28 19 99 118 83.90%
2013-01-31 19 100 119 84.03%
2012-12-31 16 109 125 87.20%
2012-11-30 16 108 124 87.10%
2012-10-31 16 111 127 87.40%
2012-09-30 15 113 128 88.28%
2012-08-31 16 106 122 86.89%
2012-07-31 16 107 123 86.99%
2012-06-30 8 40 48 83.33%
2012-05-31 8 44 52 84.62%
2012-04-30 8 45 53 84.91%
2012-03-31 8 45 53 84.91%
2012-02-29 8 45 53 84.91%
2012-01-31 8 45 53 84.91%
2011-12-31 8 44 52 84.62%
2011-11-30 8 45 53 84.91%
2011-10-31 7 46 53 86.79%
2011-09-30 7 45 52 86.54%
2011-08-31 7 45 52 86.54%
2011-07-31 7 44 51 86.27%
2011-06-30 7 43 50 86.00%
2011-05-31 7 41 48 85.42%
2011-04-30 7 41 48 85.42%
2011-03-31 6 39 45 86.67%
2011-02-28 6 38 44 86.36%
2011-01-31 5 37 42 88.10%
2010-12-31 5 37 42 88.10%
2010-11-30 4 38 42 90.48%
2010-10-31 4 35 39 89.74%
2010-09-30 4 36 40 90.00%
2010-08-31 4 33 37 89.19%
2010-07-31 5 32 37 86.49%
2010-06-30 5 31 36 86.11%
2010-05-31 5 32 37 86.49%
2010-04-30 6 28 34 82.35%
2010-03-31 6 29 35 82.86%
2010-02-28 4 30 34 88.24%
2010-01-31 4 31 35 88.57%
2009-12-31 4 31 35 88.57%
2009-11-30 4 31 35 88.57%
2009-10-31 4 30 34 88.24%
2009-09-30 4 28 32 87.50%
2009-08-31 4 28 32 87.50%
2009-07-31 5 28 33 84.85%
2009-06-30 5 28 33 84.85%
2009-05-31 5 29 34 85.29%
2009-04-30 5 28 33 84.85%
2009-03-31 5 28 33 84.85%
2009-02-28 6 30 36 83.33%
2009-01-31 6 30 36 83.33%
2008-12-31 6 30 36 83.33%
2008-11-30 6 32 38 84.21%
2008-10-31 6 31 37 83.78%
2008-09-30 5 32 37 86.49%
2008-08-31 5 33 38 86.84%
2008-07-31 5 30 35 85.71%
2008-06-30 6 30 36 83.33%
2008-05-31 6 28 34 82.35%
2008-04-30 6 27 33 81.82%
2008-03-31 6 27 33 81.82%
2008-02-29 5 28 33 84.85%
2008-01-31 5 27 32 84.38%
2007-12-31 5 29 34 85.29%
2007-11-30 5 28 33 84.85%
2007-10-31 5 28 33 84.85%
2007-09-30 5 27 32 84.38%
2007-08-31 5 25 30 83.33%
2007-07-31 5 23 28 82.14%
2007-06-30 5 22 27 81.48%
2007-05-31 5 20 25 80.00%
2007-04-30 5 19 24 79.17%
2007-03-31 5 20 25 80.00%
2007-02-28 5 20 25 80.00%
2007-01-31 5 20 25 80.00%
2006-12-31 5 20 25 80.00%
2006-11-30 5 19 24 79.17%
2006-10-31 5 18 23 78.26%
2006-09-30 5 18 23 78.26%
2006-08-31 5 19 24 79.17%
2006-07-31 5 19 24 79.17%
2006-06-30 5 19 24 79.17%
2006-05-31 4 19 23 82.61%
2006-04-30 4 19 23 82.61%
2006-03-31 4 19 23 82.61%
2006-02-28 4 20 24 83.33%
2006-01-31 4 20 24 83.33%
2005-12-31 4 20 24 83.33%
2005-11-30 4 18 22 81.82%
2005-10-31 4 17 21 80.95%
2005-09-30 4 17 21 80.95%
2005-08-31 4 17 21 80.95%
2005-07-31 4 17 21 80.95%
2005-06-30 4 17 21 80.95%
2005-05-31 4 19 23 82.61%
2005-04-30 4 19 23 82.61%
2005-03-31 4 19 23 82.61%
2005-02-28 4 18 22 81.82%
2005-01-31 4 17 21 80.95%
2004-12-31 4 17 21 80.95%
2004-11-30 4 17 21 80.95%
2004-10-31 4 18 22 81.82%
2004-09-30 4 17 21 80.95%
2004-08-31 4 15 19 78.95%
2004-07-31 4 16 20 80.00%
2004-06-30 4 16 20 80.00%
2004-05-31 4 17 21 80.95%
2004-04-30 4 18 22 81.82%
2004-03-31 4 16 20 80.00%
2004-02-29 2 16 18 88.89%
2004-01-31 2 17 19 89.47%
2003-12-31 2 16 18 88.89%
2003-11-30 2 16 18 88.89%
2003-10-31 2 16 18 88.89%
2003-09-30 2 14 16 87.50%
2003-08-31 2 15 17 88.24%
2003-07-31 2 15 17 88.24%
2003-06-30 2 15 17 88.24%
2003-05-31 2 15 17 88.24%
2003-04-30 2 13 15 86.67%
2003-03-31 2 12 14 85.71%

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