MACQUARIE CAPITAL LIMITED 麥格理資本股份有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-25 17 126 143 88.11%
2024-04-30 17 122 139 87.77%
2024-03-31 17 119 136 87.50%
2024-02-29 18 121 139 87.05%
2024-01-31 18 121 139 87.05%
2023-12-31 17 123 140 87.86%
2023-11-30 17 124 141 87.94%
2023-10-31 17 125 142 88.03%
2023-09-30 17 127 144 88.19%
2023-08-31 18 129 147 87.76%
2023-07-31 18 128 146 87.67%
2023-06-30 17 128 145 88.28%
2023-05-31 17 128 145 88.28%
2023-04-30 17 127 144 88.19%
2023-03-31 17 123 140 87.86%
2023-02-28 17 123 140 87.86%
2023-01-31 16 124 140 88.57%
2022-12-31 16 123 139 88.49%
2022-11-30 14 124 138 89.86%
2022-10-31 14 121 135 89.63%
2022-09-30 13 120 133 90.23%
2022-08-31 13 120 133 90.23%
2022-07-31 13 119 132 90.15%
2022-06-30 14 119 133 89.47%
2022-05-31 14 124 138 89.86%
2022-04-30 14 125 139 89.93%
2022-03-31 14 124 138 89.86%
2022-02-28 14 119 133 89.47%
2022-01-31 14 120 134 89.55%
2021-12-31 14 117 131 89.31%
2021-11-30 14 119 133 89.47%
2021-10-31 14 123 137 89.78%
2021-09-30 15 123 138 89.13%
2021-08-31 16 120 136 88.24%
2021-07-31 16 119 135 88.15%
2021-06-30 17 120 137 87.59%
2021-05-31 17 123 140 87.86%
2021-04-30 17 122 139 87.77%
2021-03-31 17 124 141 87.94%
2021-02-28 17 126 143 88.11%
2021-01-31 18 128 146 87.67%
2020-12-31 18 147 165 89.09%
2020-11-30 18 151 169 89.35%
2020-10-31 17 150 167 89.82%
2020-09-30 16 153 169 90.53%
2020-08-31 16 161 177 90.96%
2020-07-31 16 180 196 91.84%
2020-06-30 15 179 194 92.27%
2020-05-31 15 180 195 92.31%
2020-04-30 15 178 193 92.23%
2020-03-31 15 178 193 92.23%
2020-02-29 15 177 192 92.19%
2020-01-31 15 178 193 92.23%
2019-12-31 15 175 190 92.11%
2019-11-30 15 178 193 92.23%
2019-10-31 15 182 197 92.39%
2019-09-30 15 185 200 92.50%
2019-08-31 15 184 199 92.46%
2019-07-31 15 179 194 92.27%
2019-06-30 15 182 197 92.39%
2019-05-31 15 176 191 92.15%
2019-04-30 15 171 186 91.94%
2019-03-31 15 168 183 91.80%
2019-02-28 15 164 179 91.62%
2019-01-31 15 159 174 91.38%
2018-12-31 15 154 169 91.12%
2018-11-30 15 151 166 90.96%
2018-10-31 15 157 172 91.28%
2018-09-30 14 151 165 91.52%
2018-08-31 13 148 161 91.93%
2018-07-31 14 149 163 91.41%
2018-06-30 14 153 167 91.62%
2018-05-31 14 156 170 91.76%
2018-04-30 13 156 169 92.31%
2018-03-31 13 155 168 92.26%
2018-02-28 14 153 167 91.62%
2018-01-31 14 153 167 91.62%
2017-12-31 13 154 167 92.22%
2017-11-30 13 154 167 92.22%
2017-10-31 13 162 175 92.57%
2017-09-30 12 161 173 93.06%
2017-08-31 12 163 175 93.14%
2017-07-31 13 168 181 92.82%
2017-06-30 14 172 186 92.47%
2017-05-31 14 180 194 92.78%
2017-04-30 14 183 197 92.89%
2017-03-31 16 189 205 92.20%
2017-02-28 18 193 211 91.47%
2017-01-31 18 193 211 91.47%
2016-12-31 18 200 218 91.74%
2016-11-30 16 206 222 92.79%
2016-10-31 16 204 220 92.73%
2016-09-30 16 184 200 92.00%
2016-08-31 16 186 202 92.08%
2016-07-31 16 193 209 92.34%
2016-06-30 16 195 211 92.42%
2016-05-31 16 209 225 92.89%
2016-04-30 16 213 229 93.01%
2016-03-31 17 211 228 92.54%
2016-02-29 17 212 229 92.58%
2016-01-31 18 215 233 92.27%
2015-12-31 18 221 239 92.47%
2015-11-30 17 221 238 92.86%
2015-10-31 17 211 228 92.54%
2015-09-30 17 202 219 92.24%
2015-08-31 17 200 217 92.17%
2015-07-31 16 196 212 92.45%
2015-06-30 16 196 212 92.45%
2015-05-31 17 199 216 92.13%
2015-04-30 17 200 217 92.17%
2015-03-31 17 200 217 92.17%
2015-02-28 21 228 249 91.57%
2015-01-31 21 222 243 91.36%
2014-12-31 21 223 244 91.39%
2014-11-30 21 221 242 91.32%
2014-10-31 21 217 238 91.18%
2014-09-30 20 216 236 91.53%
2014-08-31 20 213 233 91.42%
2014-07-31 18 217 235 92.34%
2014-06-30 18 219 237 92.41%
2014-05-31 18 226 244 92.62%
2014-04-30 18 221 239 92.47%
2014-03-31 18 218 236 92.37%
2014-02-28 18 217 235 92.34%
2014-01-31 18 217 235 92.34%
2013-12-31 18 215 233 92.27%
2013-11-30 18 213 231 92.21%
2013-10-31 18 208 226 92.04%
2013-09-30 18 201 219 91.78%
2013-08-31 19 201 220 91.36%
2013-07-31 18 203 221 91.86%
2013-06-30 15 201 216 93.06%
2013-05-31 14 202 216 93.52%
2013-04-30 14 198 212 93.40%
2013-03-31 13 203 216 93.98%
2013-02-28 14 203 217 93.55%
2013-01-31 14 201 215 93.49%
2012-12-31 12 201 213 94.37%
2012-11-30 10 201 211 95.26%
2012-10-31 11 318 329 96.66%
2012-09-30 15 317 332 95.48%
2012-08-31 16 325 341 95.31%
2012-07-31 19 322 341 94.43%
2012-06-30 20 330 350 94.29%
2012-05-31 20 339 359 94.43%
2012-04-30 20 342 362 94.48%
2012-03-31 20 344 364 94.51%
2012-02-29 21 350 371 94.34%
2012-01-31 22 353 375 94.13%
2011-12-31 21 354 375 94.40%
2011-11-30 22 365 387 94.32%
2011-10-31 23 372 395 94.18%
2011-09-30 23 376 399 94.24%
2011-08-31 23 369 392 94.13%
2011-07-31 23 362 385 94.03%
2011-06-30 22 366 388 94.33%
2011-05-31 23 378 401 94.26%
2011-04-30 23 381 404 94.31%
2011-03-31 23 383 406 94.33%
2011-02-28 23 381 404 94.31%
2011-01-31 22 374 396 94.44%
2010-12-31 19 363 382 95.03%
2010-11-30 19 355 374 94.92%
2010-10-31 19 348 367 94.82%
2010-09-30 18 342 360 95.00%
2010-08-31 19 337 356 94.66%
2010-07-31 20 337 357 94.40%
2010-06-30 20 345 365 94.52%
2010-05-31 20 358 378 94.71%
2010-04-30 19 368 387 95.09%
2010-03-31 19 365 384 95.05%
2010-02-28 19 364 383 95.04%
2010-01-31 19 357 376 94.95%
2009-12-31 18 356 374 95.19%
2009-11-30 18 355 373 95.17%
2009-10-31 19 348 367 94.82%
2009-09-30 19 347 366 94.81%
2009-08-31 21 357 378 94.44%
2009-07-31 20 358 378 94.71%
2009-06-30 20 360 380 94.74%
2009-05-31 21 369 390 94.62%
2009-04-30 22 368 390 94.36%
2009-03-31 22 367 389 94.34%
2009-02-28 20 375 395 94.94%
2009-01-31 20 393 413 95.16%
2008-12-31 18 394 412 95.63%
2008-11-30 18 426 444 95.95%
2008-10-31 19 460 479 96.03%
2008-09-30 19 455 474 95.99%
2008-08-31 16 441 457 96.50%
2008-07-31 16 391 407 96.07%
2008-06-30 16 378 394 95.94%
2008-05-31 16 376 392 95.92%
2008-04-30 16 369 385 95.84%
2008-03-31 15 363 378 96.03%
2008-02-29 15 340 355 95.77%
2008-01-31 14 326 340 95.88%
2007-12-31 14 314 328 95.73%
2007-11-30 15 304 319 95.30%
2007-10-31 15 293 308 95.13%
2007-09-30 15 289 304 95.07%
2007-08-31 13 281 294 95.58%
2007-07-31 14 265 279 94.98%
2007-06-30 13 248 261 95.02%
2007-05-31 13 243 256 94.92%
2007-04-30 13 239 252 94.84%
2007-03-31 13 235 248 94.76%
2007-02-28 13 234 247 94.74%
2007-01-31 12 233 245 95.10%
2006-12-31 12 223 235 94.89%
2006-11-30 12 222 234 94.87%
2006-10-31 13 219 232 94.40%
2006-09-30 13 213 226 94.25%
2006-08-31 15 211 226 93.36%
2006-07-31 14 208 222 93.69%
2006-06-30 14 211 225 93.78%
2006-05-31 14 210 224 93.75%
2006-04-30 14 203 217 93.55%
2006-03-31 14 199 213 93.43%
2006-02-28 14 189 203 93.10%
2006-01-31 14 182 196 92.86%
2005-12-31 14 178 192 92.71%
2005-11-30 13 165 178 92.70%
2005-10-31 13 151 164 92.07%
2005-09-30 13 131 144 90.97%
2005-08-31 11 103 114 90.35%
2005-07-31 12 94 106 88.68%
2005-06-30 13 92 105 87.62%
2005-05-31 13 86 99 86.87%
2005-04-30 13 83 96 86.46%
2005-03-31 14 77 91 84.62%
2005-02-28 13 79 92 85.87%
2005-01-31 13 71 84 84.52%
2004-12-31 13 69 82 84.15%
2004-11-30 13 64 77 83.12%
2004-10-31 12 59 71 83.10%
2004-09-30 11 54 65 83.08%
2004-08-31 11 49 60 81.67%
2004-07-31 11 53 64 82.81%
2004-06-30 7 50 57 87.72%
2004-05-31 7 50 57 87.72%
2004-04-30 9 54 63 85.71%
2004-03-31 8 59 67 88.06%
2004-02-29 6 65 71 91.55%
2004-01-31 5 65 70 92.86%
2003-12-31 6 65 71 91.55%
2003-11-30 6 69 75 92.00%
2003-10-31 4 68 72 94.44%
2003-09-30 4 71 75 94.67%
2003-08-31 5 71 76 93.42%
2003-07-31 5 74 79 93.67%
2003-06-30 5 75 80 93.75%
2003-05-31 6 74 80 92.50%
2003-04-30 6 68 74 91.89%
2003-03-31 6 69 75 92.00%

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