SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 申萬宏源期貨(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-07 6 99 105 94.29%
2024-05-31 6 98 104 94.23%
2024-04-30 6 98 104 94.23%
2024-03-31 6 99 105 94.29%
2024-02-29 6 98 104 94.23%
2024-01-31 6 100 106 94.34%
2023-12-31 5 103 108 95.37%
2023-11-30 4 108 112 96.43%
2023-10-31 4 108 112 96.43%
2023-09-30 5 112 117 95.73%
2023-08-31 7 116 123 94.31%
2023-07-31 7 118 125 94.40%
2023-06-30 6 120 126 95.24%
2023-05-31 7 121 128 94.53%
2023-04-30 7 120 127 94.49%
2023-03-31 8 121 129 93.80%
2023-02-28 8 123 131 93.89%
2023-01-31 8 123 131 93.89%
2022-12-31 9 124 133 93.23%
2022-11-30 9 124 133 93.23%
2022-10-31 9 123 132 93.18%
2022-09-30 9 125 134 93.28%
2022-08-31 9 127 136 93.38%
2022-07-31 9 128 137 93.43%
2022-06-30 9 129 138 93.48%
2022-05-31 9 131 140 93.57%
2022-04-30 9 130 139 93.53%
2022-03-31 9 129 138 93.48%
2022-02-28 9 131 140 93.57%
2022-01-31 9 131 140 93.57%
2021-12-31 9 131 140 93.57%
2021-11-30 9 129 138 93.48%
2021-10-31 9 130 139 93.53%
2021-09-30 9 130 139 93.53%
2021-08-31 9 130 139 93.53%
2021-07-31 9 131 140 93.57%
2021-06-30 9 131 140 93.57%
2021-05-31 10 133 143 93.01%
2021-04-30 10 134 144 93.06%
2021-03-31 10 132 142 92.96%
2021-02-28 10 131 141 92.91%
2021-01-31 10 132 142 92.96%
2020-12-31 10 132 142 92.96%
2020-11-30 10 131 141 92.91%
2020-10-31 12 130 142 91.55%
2020-09-30 11 132 143 92.31%
2020-08-31 11 131 142 92.25%
2020-07-31 11 131 142 92.25%
2020-06-30 11 131 142 92.25%
2020-05-31 11 130 141 92.20%
2020-04-30 10 129 139 92.81%
2020-03-31 10 128 138 92.75%
2020-02-29 10 127 137 92.70%
2020-01-31 8 125 133 93.98%
2019-12-31 9 127 136 93.38%
2019-11-30 8 130 138 94.20%
2019-10-31 8 130 138 94.20%
2019-09-30 9 130 139 93.53%
2019-08-31 9 130 139 93.53%
2019-07-31 9 129 138 93.48%
2019-06-30 8 130 138 94.20%
2019-05-31 8 131 139 94.24%
2019-04-30 7 133 140 95.00%
2019-03-31 9 133 142 93.66%
2019-02-28 9 132 141 93.62%
2019-01-31 9 132 141 93.62%
2018-12-31 9 131 140 93.57%
2018-11-30 9 133 142 93.66%
2018-10-31 9 135 144 93.75%
2018-09-30 9 138 147 93.88%
2018-08-31 9 141 150 94.00%
2018-07-31 9 143 152 94.08%
2018-06-30 8 145 153 94.77%
2018-05-31 8 145 153 94.77%
2018-04-30 9 144 153 94.12%
2018-03-31 9 144 153 94.12%
2018-02-28 9 145 154 94.16%
2018-01-31 8 148 156 94.87%
2017-12-31 8 148 156 94.87%
2017-11-30 8 147 155 94.84%
2017-10-31 8 148 156 94.87%
2017-09-30 8 147 155 94.84%
2017-08-31 8 148 156 94.87%
2017-07-31 8 149 157 94.90%
2017-06-30 9 149 158 94.30%
2017-05-31 9 150 159 94.34%
2017-04-30 9 151 160 94.38%
2017-03-31 9 153 162 94.44%
2017-02-28 7 157 164 95.73%
2017-01-31 7 157 164 95.73%
2016-12-31 7 158 165 95.76%
2016-11-30 7 159 166 95.78%
2016-10-31 7 162 169 95.86%
2016-09-30 8 162 170 95.29%
2016-08-31 8 164 172 95.35%
2016-07-31 8 164 172 95.35%
2016-06-30 8 164 172 95.35%
2016-05-31 8 164 172 95.35%
2016-04-30 8 163 171 95.32%
2016-03-31 8 163 171 95.32%
2016-02-29 9 163 172 94.77%
2016-01-31 9 163 172 94.77%
2015-12-31 9 164 173 94.80%
2015-11-30 9 165 174 94.83%
2015-10-31 9 167 176 94.89%
2015-09-30 9 168 177 94.92%
2015-08-31 9 167 176 94.89%
2015-07-31 9 167 176 94.89%
2015-06-30 9 170 179 94.97%
2015-05-31 9 169 178 94.94%
2015-04-30 9 168 177 94.92%
2015-03-31 9 168 177 94.92%
2015-02-28 9 170 179 94.97%
2015-01-31 9 169 178 94.94%
2014-12-31 9 167 176 94.89%
2014-11-30 9 166 175 94.86%
2014-10-31 9 167 176 94.89%
2014-09-30 9 165 174 94.83%
2014-08-31 9 166 175 94.86%
2014-07-31 8 167 175 95.43%
2014-06-30 7 166 173 95.95%
2014-05-31 7 167 174 95.98%
2014-04-30 7 164 171 95.91%
2014-03-31 7 160 167 95.81%
2014-02-28 6 161 167 96.41%
2014-01-31 6 160 166 96.39%
2013-12-31 6 160 166 96.39%
2013-11-30 6 166 172 96.51%
2013-10-31 7 165 172 95.93%
2013-09-30 7 165 172 95.93%
2013-08-31 7 165 172 95.93%
2013-07-31 7 168 175 96.00%
2013-06-30 7 171 178 96.07%
2013-05-31 7 173 180 96.11%
2013-04-30 7 174 181 96.13%
2013-03-31 7 173 180 96.11%
2013-02-28 7 172 179 96.09%
2013-01-31 7 172 179 96.09%
2012-12-31 7 175 182 96.15%
2012-11-30 7 174 181 96.13%
2012-10-31 7 173 180 96.11%
2012-09-30 7 168 175 96.00%
2012-08-31 6 171 177 96.61%
2012-07-31 6 170 176 96.59%
2012-06-30 6 169 175 96.57%
2012-05-31 6 170 176 96.59%
2012-04-30 6 167 173 96.53%
2012-03-31 6 169 175 96.57%
2012-02-29 6 168 174 96.55%
2012-01-31 6 168 174 96.55%
2011-12-31 6 168 174 96.55%
2011-11-30 6 167 173 96.53%
2011-10-31 6 166 172 96.51%
2011-09-30 5 169 174 97.13%
2011-08-31 5 169 174 97.13%
2011-07-31 5 171 176 97.16%
2011-06-30 5 169 174 97.13%
2011-05-31 5 170 175 97.14%
2011-04-30 5 167 172 97.09%
2011-03-31 5 168 173 97.11%
2011-02-28 5 167 172 97.09%
2011-01-31 5 168 173 97.11%
2010-12-31 5 166 171 97.08%
2010-11-30 4 166 170 97.65%
2010-10-31 4 164 168 97.62%
2010-09-30 4 163 167 97.60%
2010-08-31 3 156 159 98.11%
2010-07-31 3 157 160 98.13%
2010-06-30 3 156 159 98.11%
2010-05-31 3 154 157 98.09%
2010-04-30 3 154 157 98.09%
2010-03-31 3 155 158 98.10%
2010-02-28 3 154 157 98.09%
2010-01-31 3 152 155 98.06%
2009-12-31 3 150 153 98.04%
2009-11-30 3 145 148 97.97%
2009-10-31 3 145 148 97.97%
2009-09-30 4 144 148 97.30%
2009-08-31 4 140 144 97.22%
2009-07-31 4 140 144 97.22%
2009-06-30 4 136 140 97.14%
2009-05-31 4 132 136 97.06%
2009-04-30 4 127 131 96.95%
2009-03-31 5 127 132 96.21%
2009-02-28 5 122 127 96.06%
2009-01-31 5 117 122 95.90%
2008-12-31 5 117 122 95.90%
2008-11-30 5 117 122 95.90%
2008-10-31 5 112 117 95.73%
2008-09-30 5 113 118 95.76%
2008-08-31 5 108 113 95.58%
2008-07-31 4 112 116 96.55%
2008-06-30 4 114 118 96.61%
2008-05-31 4 113 117 96.58%
2008-04-30 4 110 114 96.49%
2008-03-31 4 108 112 96.43%
2008-02-29 4 103 107 96.26%
2008-01-31 4 100 104 96.15%
2007-12-31 4 96 100 96.00%
2007-11-30 4 94 98 95.92%
2007-10-31 3 94 97 96.91%
2007-09-30 3 91 94 96.81%
2007-08-31 3 90 93 96.77%
2007-07-31 3 90 93 96.77%
2007-06-30 3 90 93 96.77%
2007-05-31 3 90 93 96.77%
2007-04-30 3 89 92 96.74%
2007-03-31 3 90 93 96.77%
2007-02-28 3 92 95 96.84%
2007-01-31 3 89 92 96.74%
2006-12-31 3 89 92 96.74%
2006-11-30 3 88 91 96.70%
2006-10-31 4 88 92 95.65%
2006-09-30 4 89 93 95.70%
2006-08-31 4 87 91 95.60%
2006-07-31 4 84 88 95.45%
2006-06-30 4 83 87 95.40%
2006-05-31 4 81 85 95.29%
2006-04-30 4 82 86 95.35%
2006-03-31 4 82 86 95.35%
2006-02-28 4 80 84 95.24%
2006-01-31 4 80 84 95.24%
2005-12-31 4 82 86 95.35%
2005-11-30 4 84 88 95.45%
2005-10-31 4 85 89 95.51%
2005-09-30 4 85 89 95.51%
2005-08-31 4 83 87 95.40%
2005-07-31 3 82 85 96.47%
2005-06-30 4 80 84 95.24%
2005-05-31 4 77 81 95.06%
2005-04-30 4 70 74 94.59%
2005-03-31 4 70 74 94.59%
2005-02-28 4 71 75 94.67%
2005-01-31 4 71 75 94.67%
2004-12-31 4 71 75 94.67%
2004-11-30 4 72 76 94.74%
2004-10-31 4 71 75 94.67%
2004-09-30 4 70 74 94.59%
2004-08-31 4 68 72 94.44%
2004-07-31 4 69 73 94.52%
2004-06-30 4 69 73 94.52%
2004-05-31 4 67 71 94.37%
2004-04-30 4 63 67 94.03%
2004-03-31 4 63 67 94.03%
2004-02-29 3 66 69 95.65%
2004-01-31 3 65 68 95.59%
2003-12-31 3 64 67 95.52%
2003-11-30 3 61 64 95.31%
2003-10-31 3 59 62 95.16%
2003-09-30 4 60 64 93.75%
2003-08-31 3 61 64 95.31%
2003-07-31 2 68 70 97.14%
2003-06-30 3 68 71 95.77%
2003-05-31 2 70 72 97.22%
2003-04-30 2 72 74 97.30%
2003-03-31 2 73 75 97.33%

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