CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-06-01 | 0 | 0 | 0 | 0.00% |
| 2024-05-31 | 0 | 0 | 0 | 0.00% |
| 2024-04-30 | 0 | 0 | 0 | 0.00% |
| 2024-03-31 | 0 | 0 | 0 | 0.00% |
| 2024-02-29 | 0 | 0 | 0 | 0.00% |
| 2024-01-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-11-30 | 0 | 0 | 0 | 0.00% |
| 2023-10-31 | 0 | 0 | 0 | 0.00% |
| 2023-09-30 | 0 | 0 | 0 | 0.00% |
| 2023-08-31 | 0 | 0 | 0 | 0.00% |
| 2023-07-31 | 0 | 0 | 0 | 0.00% |
| 2023-06-30 | 0 | 0 | 0 | 0.00% |
| 2023-05-31 | 0 | 0 | 0 | 0.00% |
| 2023-04-30 | 0 | 0 | 0 | 0.00% |
| 2023-03-31 | 0 | 0 | 0 | 0.00% |
| 2023-02-28 | 0 | 0 | 0 | 0.00% |
| 2023-01-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-11-30 | 0 | 0 | 0 | 0.00% |
| 2022-10-31 | 0 | 0 | 0 | 0.00% |
| 2022-09-30 | 0 | 0 | 0 | 0.00% |
| 2022-08-31 | 0 | 0 | 0 | 0.00% |
| 2022-07-31 | 0 | 0 | 0 | 0.00% |
| 2022-06-30 | 0 | 0 | 0 | 0.00% |
| 2022-05-31 | 0 | 0 | 0 | 0.00% |
| 2022-04-30 | 0 | 0 | 0 | 0.00% |
| 2022-03-31 | 0 | 0 | 0 | 0.00% |
| 2022-02-28 | 0 | 0 | 0 | 0.00% |
| 2022-01-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-11-30 | 0 | 0 | 0 | 0.00% |
| 2021-10-31 | 0 | 0 | 0 | 0.00% |
| 2021-09-30 | 0 | 0 | 0 | 0.00% |
| 2021-08-31 | 0 | 0 | 0 | 0.00% |
| 2021-07-31 | 0 | 0 | 0 | 0.00% |
| 2021-06-30 | 0 | 0 | 0 | 0.00% |
| 2021-05-31 | 0 | 0 | 0 | 0.00% |
| 2021-04-30 | 0 | 0 | 0 | 0.00% |
| 2021-03-31 | 0 | 0 | 0 | 0.00% |
| 2021-02-28 | 0 | 0 | 0 | 0.00% |
| 2021-01-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-11-30 | 0 | 0 | 0 | 0.00% |
| 2020-10-31 | 0 | 0 | 0 | 0.00% |
| 2020-09-30 | 0 | 0 | 0 | 0.00% |
| 2020-08-31 | 0 | 0 | 0 | 0.00% |
| 2020-07-31 | 0 | 0 | 0 | 0.00% |
| 2020-06-30 | 0 | 0 | 0 | 0.00% |
| 2020-05-31 | 0 | 0 | 0 | 0.00% |
| 2020-04-30 | 0 | 0 | 0 | 0.00% |
| 2020-03-31 | 0 | 0 | 0 | 0.00% |
| 2020-02-29 | 0 | 0 | 0 | 0.00% |
| 2020-01-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-11-30 | 0 | 0 | 0 | 0.00% |
| 2019-10-31 | 0 | 0 | 0 | 0.00% |
| 2019-09-30 | 0 | 0 | 0 | 0.00% |
| 2019-08-31 | 0 | 0 | 0 | 0.00% |
| 2019-07-31 | 0 | 0 | 0 | 0.00% |
| 2019-06-30 | 0 | 0 | 0 | 0.00% |
| 2019-05-31 | 0 | 0 | 0 | 0.00% |
| 2019-04-30 | 0 | 0 | 0 | 0.00% |
| 2019-03-31 | 0 | 0 | 0 | 0.00% |
| 2019-02-28 | 0 | 0 | 0 | 0.00% |
| 2019-01-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-11-30 | 0 | 0 | 0 | 0.00% |
| 2018-10-31 | 0 | 0 | 0 | 0.00% |
| 2018-09-30 | 0 | 0 | 0 | 0.00% |
| 2018-08-31 | 0 | 0 | 0 | 0.00% |
| 2018-07-31 | 0 | 0 | 0 | 0.00% |
| 2018-06-30 | 0 | 0 | 0 | 0.00% |
| 2018-05-31 | 0 | 0 | 0 | 0.00% |
| 2018-04-30 | 0 | 0 | 0 | 0.00% |
| 2018-03-31 | 0 | 0 | 0 | 0.00% |
| 2018-02-28 | 0 | 0 | 0 | 0.00% |
| 2018-01-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-11-30 | 0 | 0 | 0 | 0.00% |
| 2017-10-31 | 0 | 0 | 0 | 0.00% |
| 2017-09-30 | 0 | 0 | 0 | 0.00% |
| 2017-08-31 | 0 | 0 | 0 | 0.00% |
| 2017-07-31 | 0 | 0 | 0 | 0.00% |
| 2017-06-30 | 0 | 0 | 0 | 0.00% |
| 2017-05-31 | 0 | 0 | 0 | 0.00% |
| 2017-04-30 | 0 | 0 | 0 | 0.00% |
| 2017-03-31 | 0 | 0 | 0 | 0.00% |
| 2017-02-28 | 0 | 0 | 0 | 0.00% |
| 2017-01-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-11-30 | 0 | 0 | 0 | 0.00% |
| 2016-10-31 | 0 | 0 | 0 | 0.00% |
| 2016-09-30 | 0 | 0 | 0 | 0.00% |
| 2016-08-31 | 0 | 0 | 0 | 0.00% |
| 2016-07-31 | 0 | 0 | 0 | 0.00% |
| 2016-06-30 | 0 | 0 | 0 | 0.00% |
| 2016-05-31 | 0 | 0 | 0 | 0.00% |
| 2016-04-30 | 0 | 0 | 0 | 0.00% |
| 2016-03-31 | 0 | 0 | 0 | 0.00% |
| 2016-02-29 | 0 | 0 | 0 | 0.00% |
| 2016-01-31 | 0 | 0 | 0 | 0.00% |
| 2015-12-31 | 0 | 0 | 0 | 0.00% |
| 2015-11-30 | 0 | 0 | 0 | 0.00% |
| 2015-10-31 | 0 | 0 | 0 | 0.00% |
| 2015-09-30 | 0 | 0 | 0 | 0.00% |
| 2015-08-31 | 0 | 0 | 0 | 0.00% |
| 2015-07-31 | 0 | 0 | 0 | 0.00% |
| 2015-06-30 | 0 | 0 | 0 | 0.00% |
| 2015-05-31 | 0 | 0 | 0 | 0.00% |
| 2015-04-30 | 0 | 0 | 0 | 0.00% |
| 2015-03-31 | 0 | 0 | 0 | 0.00% |
| 2015-02-28 | 0 | 0 | 0 | 0.00% |
| 2015-01-31 | 0 | 0 | 0 | 0.00% |
| 2014-12-31 | 0 | 0 | 0 | 0.00% |
| 2014-11-30 | 0 | 0 | 0 | 0.00% |
| 2014-10-31 | 0 | 0 | 0 | 0.00% |
| 2014-09-30 | 0 | 0 | 0 | 0.00% |
| 2014-08-31 | 0 | 0 | 0 | 0.00% |
| 2014-07-31 | 0 | 0 | 0 | 0.00% |
| 2014-06-30 | 0 | 0 | 0 | 0.00% |
| 2014-05-31 | 0 | 0 | 0 | 0.00% |
| 2014-04-30 | 0 | 0 | 0 | 0.00% |
| 2014-03-31 | 0 | 0 | 0 | 0.00% |
| 2014-02-28 | 0 | 0 | 0 | 0.00% |
| 2014-01-31 | 0 | 0 | 0 | 0.00% |
| 2013-12-31 | 0 | 2 | 2 | 100.00% |
| 2013-11-30 | 0 | 4 | 4 | 100.00% |
| 2013-10-31 | 0 | 10 | 10 | 100.00% |
| 2013-09-30 | 0 | 13 | 13 | 100.00% |
| 2013-08-31 | 0 | 18 | 18 | 100.00% |
| 2013-07-31 | 6 | 329 | 335 | 98.21% |
| 2013-06-30 | 6 | 328 | 334 | 98.20% |
| 2013-05-31 | 7 | 331 | 338 | 97.93% |
| 2013-04-30 | 7 | 331 | 338 | 97.93% |
| 2013-03-31 | 6 | 333 | 339 | 98.23% |
| 2013-02-28 | 6 | 346 | 352 | 98.30% |
| 2013-01-31 | 7 | 346 | 353 | 98.02% |
| 2012-12-31 | 7 | 341 | 348 | 97.99% |
| 2012-11-30 | 7 | 340 | 347 | 97.98% |
| 2012-10-31 | 7 | 353 | 360 | 98.06% |
| 2012-09-30 | 7 | 352 | 359 | 98.05% |
| 2012-08-31 | 7 | 352 | 359 | 98.05% |
| 2012-07-31 | 8 | 347 | 355 | 97.75% |
| 2012-06-30 | 8 | 352 | 360 | 97.78% |
| 2012-05-31 | 8 | 354 | 362 | 97.79% |
| 2012-04-30 | 8 | 356 | 364 | 97.80% |
| 2012-03-31 | 8 | 354 | 362 | 97.79% |
| 2012-02-29 | 8 | 351 | 359 | 97.77% |
| 2012-01-31 | 8 | 361 | 369 | 97.83% |
| 2011-12-31 | 14 | 553 | 567 | 97.53% |
| 2011-11-30 | 14 | 563 | 577 | 97.57% |
| 2011-10-31 | 14 | 568 | 582 | 97.59% |
| 2011-09-30 | 14 | 560 | 574 | 97.56% |
| 2011-08-31 | 14 | 540 | 554 | 97.47% |
| 2011-07-31 | 13 | 523 | 536 | 97.57% |
| 2011-06-30 | 13 | 515 | 528 | 97.54% |
| 2011-05-31 | 13 | 514 | 527 | 97.53% |
| 2011-04-30 | 14 | 502 | 516 | 97.29% |
| 2011-03-31 | 15 | 506 | 521 | 97.12% |
| 2011-02-28 | 15 | 511 | 526 | 97.15% |
| 2011-01-31 | 15 | 503 | 518 | 97.10% |
| 2010-12-31 | 15 | 490 | 505 | 97.03% |
| 2010-11-30 | 15 | 482 | 497 | 96.98% |
| 2010-10-31 | 14 | 469 | 483 | 97.10% |
| 2010-09-30 | 14 | 458 | 472 | 97.03% |
| 2010-08-31 | 15 | 443 | 458 | 96.72% |
| 2010-07-31 | 15 | 441 | 456 | 96.71% |
| 2010-06-30 | 14 | 435 | 449 | 96.88% |
| 2010-05-31 | 16 | 425 | 441 | 96.37% |
| 2010-04-30 | 16 | 419 | 435 | 96.32% |
| 2010-03-31 | 16 | 424 | 440 | 96.36% |
| 2010-02-28 | 16 | 430 | 446 | 96.41% |
| 2010-01-31 | 17 | 435 | 452 | 96.24% |
| 2009-12-31 | 17 | 428 | 445 | 96.18% |
| 2009-11-30 | 17 | 427 | 444 | 96.17% |
| 2009-10-31 | 16 | 416 | 432 | 96.30% |
| 2009-09-30 | 17 | 409 | 426 | 96.01% |
| 2009-08-31 | 17 | 393 | 410 | 95.85% |
| 2009-07-31 | 18 | 385 | 403 | 95.53% |
| 2009-06-30 | 18 | 368 | 386 | 95.34% |
| 2009-05-31 | 17 | 366 | 383 | 95.56% |
| 2009-04-30 | 17 | 366 | 383 | 95.56% |
| 2009-03-31 | 17 | 363 | 380 | 95.53% |
| 2009-02-28 | 18 | 348 | 366 | 95.08% |
| 2009-01-31 | 17 | 340 | 357 | 95.24% |
| 2008-12-31 | 18 | 318 | 336 | 94.64% |
| 2008-11-30 | 17 | 323 | 340 | 95.00% |
| 2008-10-31 | 20 | 377 | 397 | 94.96% |
| 2008-09-30 | 20 | 378 | 398 | 94.97% |
| 2008-08-31 | 19 | 379 | 398 | 95.23% |
| 2008-07-31 | 19 | 383 | 402 | 95.27% |
| 2008-06-30 | 20 | 361 | 381 | 94.75% |
| 2008-05-31 | 20 | 345 | 365 | 94.52% |
| 2008-04-30 | 18 | 352 | 370 | 95.14% |
| 2008-03-31 | 18 | 354 | 372 | 95.16% |
| 2008-02-29 | 18 | 356 | 374 | 95.19% |
| 2008-01-31 | 18 | 360 | 378 | 95.24% |
| 2007-12-31 | 18 | 366 | 384 | 95.31% |
| 2007-11-30 | 18 | 369 | 387 | 95.35% |
| 2007-10-31 | 18 | 363 | 381 | 95.28% |
| 2007-09-30 | 16 | 350 | 366 | 95.63% |
| 2007-08-31 | 15 | 342 | 357 | 95.80% |
| 2007-07-31 | 13 | 332 | 345 | 96.23% |
| 2007-06-30 | 13 | 327 | 340 | 96.18% |
| 2007-05-31 | 12 | 321 | 333 | 96.40% |
| 2007-04-30 | 11 | 319 | 330 | 96.67% |
| 2007-03-31 | 11 | 321 | 332 | 96.69% |
| 2007-02-28 | 11 | 322 | 333 | 96.70% |
| 2007-01-31 | 10 | 327 | 337 | 97.03% |
| 2006-12-31 | 11 | 321 | 332 | 96.69% |
| 2006-11-30 | 11 | 320 | 331 | 96.68% |
| 2006-10-31 | 11 | 317 | 328 | 96.65% |
| 2006-09-30 | 11 | 315 | 326 | 96.63% |
| 2006-08-31 | 11 | 304 | 315 | 96.51% |
| 2006-07-31 | 11 | 292 | 303 | 96.37% |
| 2006-06-30 | 11 | 290 | 301 | 96.35% |
| 2006-05-31 | 11 | 288 | 299 | 96.32% |
| 2006-04-30 | 11 | 286 | 297 | 96.30% |
| 2006-03-31 | 11 | 272 | 283 | 96.11% |
| 2006-02-28 | 11 | 270 | 281 | 96.09% |
| 2006-01-31 | 11 | 272 | 283 | 96.11% |
| 2005-12-31 | 11 | 268 | 279 | 96.06% |
| 2005-11-30 | 11 | 269 | 280 | 96.07% |
| 2005-10-31 | 11 | 272 | 283 | 96.11% |
| 2005-09-30 | 11 | 268 | 279 | 96.06% |
| 2005-08-31 | 11 | 264 | 275 | 96.00% |
| 2005-07-31 | 11 | 258 | 269 | 95.91% |
| 2005-06-30 | 11 | 245 | 256 | 95.70% |
| 2005-05-31 | 10 | 251 | 261 | 96.17% |
| 2005-04-30 | 8 | 252 | 260 | 96.92% |
| 2005-03-31 | 8 | 234 | 242 | 96.69% |
| 2005-02-28 | 8 | 235 | 243 | 96.71% |
| 2005-01-31 | 8 | 235 | 243 | 96.71% |
| 2004-12-31 | 8 | 235 | 243 | 96.71% |
| 2004-11-30 | 8 | 232 | 240 | 96.67% |
| 2004-10-31 | 7 | 230 | 237 | 97.05% |
| 2004-09-30 | 7 | 224 | 231 | 96.97% |
| 2004-08-31 | 7 | 214 | 221 | 96.83% |
| 2004-07-31 | 7 | 207 | 214 | 96.73% |
| 2004-06-30 | 5 | 208 | 213 | 97.65% |
| 2004-05-31 | 5 | 197 | 202 | 97.52% |
| 2004-04-30 | 6 | 184 | 190 | 96.84% |
| 2004-03-31 | 6 | 176 | 182 | 96.70% |
| 2004-02-29 | 6 | 171 | 177 | 96.61% |
| 2004-01-31 | 6 | 176 | 182 | 96.70% |
| 2003-12-31 | 6 | 174 | 180 | 96.67% |
| 2003-11-30 | 6 | 170 | 176 | 96.59% |
| 2003-10-31 | 6 | 164 | 170 | 96.47% |
| 2003-09-30 | 5 | 89 | 94 | 94.68% |
| 2003-08-31 | 5 | 88 | 93 | 94.62% |
| 2003-07-31 | 5 | 86 | 91 | 94.51% |
| 2003-06-30 | 5 | 80 | 85 | 94.12% |
| 2003-05-31 | 5 | 79 | 84 | 94.05% |
| 2003-04-30 | 5 | 81 | 86 | 94.19% |
| 2003-03-31 | 5 | 81 | 86 | 94.19% |
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