Macquarie Asia Securities Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-30 7 73 80 91.25%
2024-04-30 7 72 79 91.14%
2024-03-31 7 71 78 91.03%
2024-02-29 7 71 78 91.03%
2024-01-31 7 72 79 91.14%
2023-12-31 8 72 80 90.00%
2023-11-30 7 73 80 91.25%
2023-10-31 7 72 79 91.14%
2023-09-30 7 72 79 91.14%
2023-08-31 8 69 77 89.61%
2023-07-31 8 68 76 89.47%
2023-06-30 8 66 74 89.19%
2023-05-31 8 64 72 88.89%
2023-04-30 8 63 71 88.73%
2023-03-31 8 61 69 88.41%
2023-02-28 8 60 68 88.24%
2023-01-31 7 59 66 89.39%
2022-12-31 7 60 67 89.55%
2022-11-30 5 62 67 92.54%
2022-10-31 5 62 67 92.54%
2022-09-30 5 60 65 92.31%
2022-08-31 5 60 65 92.31%
2022-07-31 5 61 66 92.42%
2022-06-30 5 59 64 92.19%
2022-05-31 5 60 65 92.31%
2022-04-30 6 60 66 90.91%
2022-03-31 6 65 71 91.55%
2022-02-28 6 66 72 91.67%
2022-01-31 6 66 72 91.67%
2021-12-31 6 63 69 91.30%
2021-11-30 6 65 71 91.55%
2021-10-31 6 65 71 91.55%
2021-09-30 6 65 71 91.55%
2021-08-31 6 63 69 91.30%
2021-07-31 6 61 67 91.04%
2021-06-30 5 63 68 92.65%
2021-05-31 5 61 66 92.42%
2021-04-30 4 63 67 94.03%
2021-03-31 4 65 69 94.20%
2021-02-28 4 66 70 94.29%
2021-01-31 4 66 70 94.29%
2020-12-31 4 67 71 94.37%
2020-11-30 4 64 68 94.12%
2020-10-31 4 56 60 93.33%
2020-09-30 4 49 53 92.45%
2020-08-31 0 0 0 0.00%
2020-07-31 0 0 0 0.00%
2020-06-30 0 0 0 0.00%
2020-05-31 0 0 0 0.00%
2020-04-30 0 0 0 0.00%
2020-03-31 0 0 0 0.00%
2020-02-29 0 0 0 0.00%
2020-01-31 0 0 0 0.00%
2019-12-31 0 0 0 0.00%
2019-11-30 0 0 0 0.00%
2019-10-31 0 0 0 0.00%
2019-09-30 0 0 0 0.00%
2019-08-31 0 0 0 0.00%
2019-07-31 0 0 0 0.00%
2019-06-30 0 0 0 0.00%
2019-05-31 0 0 0 0.00%
2019-04-30 0 0 0 0.00%
2019-03-31 0 0 0 0.00%
2019-02-28 0 0 0 0.00%
2019-01-31 0 0 0 0.00%
2018-12-31 0 0 0 0.00%
2018-11-30 0 0 0 0.00%
2018-10-31 0 0 0 0.00%
2018-09-30 0 0 0 0.00%
2018-08-31 0 0 0 0.00%
2018-07-31 0 0 0 0.00%
2018-06-30 0 0 0 0.00%
2018-05-31 0 0 0 0.00%
2018-04-30 0 0 0 0.00%
2018-03-31 0 0 0 0.00%
2018-02-28 0 0 0 0.00%
2018-01-31 0 0 0 0.00%
2017-12-31 0 0 0 0.00%
2017-11-30 0 0 0 0.00%
2017-10-31 0 0 0 0.00%
2017-09-30 0 0 0 0.00%
2017-08-31 0 0 0 0.00%
2017-07-31 0 0 0 0.00%
2017-06-30 0 0 0 0.00%
2017-05-31 0 0 0 0.00%
2017-04-30 0 0 0 0.00%
2017-03-31 0 0 0 0.00%
2017-02-28 2 1 3 33.33%
2017-01-31 2 2 4 50.00%
2016-12-31 2 2 4 50.00%
2016-11-30 2 18 20 90.00%
2016-10-31 2 18 20 90.00%
2016-09-30 2 18 20 90.00%
2016-08-31 2 19 21 90.48%
2016-07-31 2 22 24 91.67%
2016-06-30 2 21 23 91.30%
2016-05-31 2 21 23 91.30%
2016-04-30 2 22 24 91.67%
2016-03-31 2 22 24 91.67%
2016-02-29 2 21 23 91.30%
2016-01-31 2 22 24 91.67%
2015-12-31 2 22 24 91.67%
2015-11-30 2 22 24 91.67%
2015-10-31 2 21 23 91.30%
2015-09-30 2 21 23 91.30%
2015-08-31 2 19 21 90.48%
2015-07-31 2 19 21 90.48%
2015-06-30 2 20 22 90.91%
2015-05-31 2 20 22 90.91%
2015-04-30 2 21 23 91.30%
2015-03-31 2 20 22 90.91%
2015-02-28 2 19 21 90.48%
2015-01-31 2 18 20 90.00%
2014-12-31 2 19 21 90.48%
2014-11-30 2 22 24 91.67%
2014-10-31 2 20 22 90.91%
2014-09-30 2 18 20 90.00%
2014-08-31 2 19 21 90.48%
2014-07-31 2 19 21 90.48%
2014-06-30 2 19 21 90.48%
2014-05-31 2 22 24 91.67%
2014-04-30 2 23 25 92.00%
2014-03-31 2 23 25 92.00%
2014-02-28 2 21 23 91.30%
2014-01-31 2 21 23 91.30%
2013-12-31 2 22 24 91.67%
2013-11-30 2 22 24 91.67%
2013-10-31 2 21 23 91.30%
2013-09-30 2 21 23 91.30%
2013-08-31 2 21 23 91.30%
2013-07-31 2 18 20 90.00%
2013-06-30 2 19 21 90.48%
2013-05-31 2 19 21 90.48%
2013-04-30 2 19 21 90.48%
2013-03-31 2 20 22 90.91%
2013-02-28 2 19 21 90.48%
2013-01-31 2 19 21 90.48%
2012-12-31 2 19 21 90.48%
2012-11-30 2 19 21 90.48%
2012-10-31 2 18 20 90.00%
2012-09-30 3 18 21 85.71%
2012-08-31 3 18 21 85.71%
2012-07-31 3 18 21 85.71%
2012-06-30 3 18 21 85.71%
2012-05-31 3 17 20 85.00%
2012-04-30 3 18 21 85.71%
2012-03-31 3 18 21 85.71%
2012-02-29 3 20 23 86.96%
2012-01-31 2 20 22 90.91%
2011-12-31 2 20 22 90.91%
2011-11-30 2 20 22 90.91%
2011-10-31 2 28 30 93.33%
2011-09-30 2 31 33 93.94%
2011-08-31 2 31 33 93.94%
2011-07-31 2 31 33 93.94%
2011-06-30 2 31 33 93.94%
2011-05-31 2 31 33 93.94%
2011-04-30 2 31 33 93.94%
2011-03-31 2 32 34 94.12%
2011-02-28 2 33 35 94.29%
2011-01-31 2 33 35 94.29%
2010-12-31 2 33 35 94.29%
2010-11-30 2 31 33 93.94%
2010-10-31 2 30 32 93.75%
2010-09-30 2 25 27 92.59%
2010-08-31 2 24 26 92.31%
2010-07-31 2 24 26 92.31%
2010-06-30 2 27 29 93.10%
2010-05-31 3 29 32 90.63%
2010-04-30 2 30 32 93.75%
2010-03-31 2 30 32 93.75%
2010-02-28 2 31 33 93.94%
2010-01-31 2 30 32 93.75%
2009-12-31 2 30 32 93.75%
2009-11-30 2 30 32 93.75%
2009-10-31 2 30 32 93.75%
2009-09-30 2 29 31 93.55%
2009-08-31 2 29 31 93.55%
2009-07-31 2 28 30 93.33%
2009-06-30 2 25 27 92.59%
2009-05-31 2 24 26 92.31%
2009-04-30 2 22 24 91.67%
2009-03-31 2 23 25 92.00%
2009-02-28 2 23 25 92.00%
2009-01-31 2 21 23 91.30%
2008-12-31 2 20 22 90.91%
2008-11-30 2 21 23 91.30%
2008-10-31 2 22 24 91.67%
2008-09-30 2 21 23 91.30%
2008-08-31 2 18 20 90.00%
2008-07-31 2 19 21 90.48%
2008-06-30 2 21 23 91.30%
2008-05-31 2 21 23 91.30%
2008-04-30 2 20 22 90.91%
2008-03-31 2 20 22 90.91%
2008-02-29 2 19 21 90.48%
2008-01-31 2 17 19 89.47%
2007-12-31 2 19 21 90.48%
2007-11-30 2 18 20 90.00%
2007-10-31 2 18 20 90.00%
2007-09-30 2 18 20 90.00%
2007-08-31 2 17 19 89.47%
2007-07-31 2 10 12 83.33%
2007-06-30 2 10 12 83.33%
2007-05-31 2 10 12 83.33%
2007-04-30 2 9 11 81.82%
2007-03-31 2 8 10 80.00%
2007-02-28 2 8 10 80.00%
2007-01-31 2 8 10 80.00%
2006-12-31 2 9 11 81.82%
2006-11-30 2 8 10 80.00%
2006-10-31 3 9 12 75.00%
2006-09-30 3 8 11 72.73%
2006-08-31 3 9 12 75.00%
2006-07-31 3 10 13 76.92%
2006-06-30 3 9 12 75.00%
2006-05-31 3 9 12 75.00%
2006-04-30 3 9 12 75.00%
2006-03-31 3 9 12 75.00%
2006-02-28 3 6 9 66.67%
2006-01-31 3 6 9 66.67%
2005-12-31 3 6 9 66.67%
2005-11-30 3 5 8 62.50%
2005-10-31 3 4 7 57.14%
2005-09-30 3 4 7 57.14%
2005-08-31 3 4 7 57.14%
2005-07-31 3 1 4 25.00%
2005-06-30 0 0 0 0.00%

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