China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-07 3 50 53 94.34%
2024-05-31 3 50 53 94.34%
2024-04-30 3 50 53 94.34%
2024-03-31 2 52 54 96.30%
2024-02-29 2 52 54 96.30%
2024-01-31 2 52 54 96.30%
2023-12-31 2 54 56 96.43%
2023-11-30 2 53 55 96.36%
2023-10-31 2 52 54 96.30%
2023-09-30 2 52 54 96.30%
2023-08-31 2 51 53 96.23%
2023-07-31 2 48 50 96.00%
2023-06-30 2 45 47 95.74%
2023-05-31 2 43 45 95.56%
2023-04-30 2 40 42 95.24%
2023-03-31 2 43 45 95.56%
2023-02-28 2 45 47 95.74%
2023-01-31 2 45 47 95.74%
2022-12-31 2 44 46 95.65%
2022-11-30 2 43 45 95.56%
2022-10-31 2 39 41 95.12%
2022-09-30 2 37 39 94.87%
2022-08-31 2 39 41 95.12%
2022-07-31 2 41 43 95.35%
2022-06-30 2 41 43 95.35%
2022-05-31 2 38 40 95.00%
2022-04-30 2 38 40 95.00%
2022-03-31 2 37 39 94.87%
2022-02-28 2 37 39 94.87%
2022-01-31 2 37 39 94.87%
2021-12-31 2 37 39 94.87%
2021-11-30 2 37 39 94.87%
2021-10-31 2 33 35 94.29%
2021-09-30 2 33 35 94.29%
2021-08-31 2 32 34 94.12%
2021-07-31 2 31 33 93.94%
2021-06-30 2 31 33 93.94%
2021-05-31 2 31 33 93.94%
2021-04-30 2 33 35 94.29%
2021-03-31 2 34 36 94.44%
2021-02-28 2 32 34 94.12%
2021-01-31 2 31 33 93.94%
2020-12-31 2 32 34 94.12%
2020-11-30 3 34 37 91.89%
2020-10-31 3 34 37 91.89%
2020-09-30 3 35 38 92.11%
2020-08-31 4 35 39 89.74%
2020-07-31 4 34 38 89.47%
2020-06-30 4 35 39 89.74%
2020-05-31 4 37 41 90.24%
2020-04-30 4 36 40 90.00%
2020-03-31 4 36 40 90.00%
2020-02-29 4 37 41 90.24%
2020-01-31 4 36 40 90.00%
2019-12-31 4 37 41 90.24%
2019-11-30 4 37 41 90.24%
2019-10-31 4 36 40 90.00%
2019-09-30 4 36 40 90.00%
2019-08-31 4 36 40 90.00%
2019-07-31 4 37 41 90.24%
2019-06-30 4 37 41 90.24%
2019-05-31 4 38 42 90.48%
2019-04-30 4 38 42 90.48%
2019-03-31 4 36 40 90.00%
2019-02-28 4 36 40 90.00%
2019-01-31 4 37 41 90.24%
2018-12-31 4 36 40 90.00%
2018-11-30 4 36 40 90.00%
2018-10-31 4 34 38 89.47%
2018-09-30 4 35 39 89.74%
2018-08-31 4 36 40 90.00%
2018-07-31 3 38 41 92.68%
2018-06-30 3 38 41 92.68%
2018-05-31 3 36 39 92.31%
2018-04-30 3 36 39 92.31%
2018-03-31 3 38 41 92.68%
2018-02-28 3 37 40 92.50%
2018-01-31 3 38 41 92.68%
2017-12-31 3 37 40 92.50%
2017-11-30 3 35 38 92.11%
2017-10-31 3 35 38 92.11%
2017-09-30 3 35 38 92.11%
2017-08-31 3 36 39 92.31%
2017-07-31 3 36 39 92.31%
2017-06-30 3 37 40 92.50%
2017-05-31 3 34 37 91.89%
2017-04-30 3 34 37 91.89%
2017-03-31 3 35 38 92.11%
2017-02-28 3 35 38 92.11%
2017-01-31 3 35 38 92.11%
2016-12-31 3 35 38 92.11%
2016-11-30 3 35 38 92.11%
2016-10-31 3 34 37 91.89%
2016-09-30 3 31 34 91.18%
2016-08-31 3 31 34 91.18%
2016-07-31 3 31 34 91.18%
2016-06-30 4 29 33 87.88%
2016-05-31 4 28 32 87.50%
2016-04-30 4 27 31 87.10%
2016-03-31 4 25 29 86.21%
2016-02-29 4 27 31 87.10%
2016-01-31 5 26 31 83.87%
2015-12-31 5 24 29 82.76%
2015-11-30 6 25 31 80.65%
2015-10-31 6 24 30 80.00%
2015-09-30 6 23 29 79.31%
2015-08-31 5 24 29 82.76%
2015-07-31 5 22 27 81.48%
2015-06-30 5 21 26 80.77%
2015-05-31 4 24 28 85.71%
2015-04-30 4 23 27 85.19%
2015-03-31 5 22 27 81.48%
2015-02-28 5 20 25 80.00%
2015-01-31 5 19 24 79.17%
2014-12-31 5 17 22 77.27%
2014-11-30 5 17 22 77.27%
2014-10-31 4 18 22 81.82%
2014-09-30 4 19 23 82.61%
2014-08-31 4 19 23 82.61%
2014-07-31 4 19 23 82.61%
2014-06-30 4 21 25 84.00%
2014-05-31 4 20 24 83.33%
2014-04-30 4 20 24 83.33%
2014-03-31 5 21 26 80.77%
2014-02-28 5 21 26 80.77%
2014-01-31 5 22 27 81.48%
2013-12-31 5 21 26 80.77%
2013-11-30 5 21 26 80.77%
2013-10-31 5 21 26 80.77%
2013-09-30 5 22 27 81.48%
2013-08-31 5 22 27 81.48%
2013-07-31 5 22 27 81.48%
2013-06-30 5 22 27 81.48%
2013-05-31 5 21 26 80.77%
2013-04-30 5 19 24 79.17%
2013-03-31 5 19 24 79.17%
2013-02-28 5 19 24 79.17%
2013-01-31 5 19 24 79.17%
2012-12-31 6 18 24 75.00%
2012-11-30 6 17 23 73.91%
2012-10-31 6 17 23 73.91%
2012-09-30 6 17 23 73.91%
2012-08-31 6 17 23 73.91%
2012-07-31 6 15 21 71.43%
2012-06-30 6 14 20 70.00%
2012-05-31 6 16 22 72.73%
2012-04-30 6 14 20 70.00%
2012-03-31 6 14 20 70.00%
2012-02-29 6 15 21 71.43%
2012-01-31 6 15 21 71.43%
2011-12-31 6 15 21 71.43%
2011-11-30 6 14 20 70.00%
2011-10-31 6 14 20 70.00%
2011-09-30 5 15 20 75.00%
2011-08-31 5 15 20 75.00%
2011-07-31 5 14 19 73.68%
2011-06-30 5 15 20 75.00%
2011-05-31 5 14 19 73.68%
2011-04-30 5 13 18 72.22%
2011-03-31 5 12 17 70.59%
2011-02-28 5 12 17 70.59%
2011-01-31 5 12 17 70.59%
2010-12-31 5 11 16 68.75%
2010-11-30 4 10 14 71.43%
2010-10-31 4 10 14 71.43%
2010-09-30 4 9 13 69.23%
2010-08-31 4 9 13 69.23%
2010-07-31 4 9 13 69.23%
2010-06-30 4 7 11 63.64%
2010-05-31 4 7 11 63.64%
2010-04-30 4 7 11 63.64%
2010-03-31 4 7 11 63.64%
2010-02-28 4 7 11 63.64%
2010-01-31 4 7 11 63.64%
2009-12-31 4 6 10 60.00%
2009-11-30 4 6 10 60.00%
2009-10-31 3 6 9 66.67%
2009-09-30 2 5 7 71.43%
2009-08-31 2 4 6 66.67%
2009-07-31 2 3 5 60.00%
2009-06-30 2 1 3 33.33%
2009-05-31 2 1 3 33.33%
2009-04-30 2 0 2 0.00%
2009-03-31 2 0 2 0.00%
2009-02-28 2 0 2 0.00%
2009-01-31 2 0 2 0.00%
2008-12-31 2 0 2 0.00%
2008-11-30 0 0 0 0.00%

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