TT INTERNATIONAL (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees
are either Responsible Officers (ROs) or Representatives (Reps).
We treat a person who holds both roles (in different categories of license) as
an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the
ROs are supposed to supervise the Reps. For other firms,
click here. For the total in all firms,
click here.
| Date |
ROs |
Reps |
Total |
Reps v total |
| 26-May-2013 |
6 |
9 |
15 |
60.00% |
| 30-Apr-2013 |
6 |
9 |
15 |
60.00% |
| 31-Mar-2013 |
6 |
10 |
16 |
62.50% |
| 28-Feb-2013 |
7 |
10 |
17 |
58.82% |
| 31-Jan-2013 |
7 |
10 |
17 |
58.82% |
| 31-Dec-2012 |
7 |
10 |
17 |
58.82% |
| 30-Nov-2012 |
7 |
10 |
17 |
58.82% |
| 31-Oct-2012 |
7 |
10 |
17 |
58.82% |
| 30-Sep-2012 |
7 |
10 |
17 |
58.82% |
| 31-Aug-2012 |
7 |
10 |
17 |
58.82% |
| 31-Jul-2012 |
7 |
10 |
17 |
58.82% |
| 30-Jun-2012 |
7 |
10 |
17 |
58.82% |
| 31-May-2012 |
6 |
11 |
17 |
64.71% |
| 30-Apr-2012 |
6 |
11 |
17 |
64.71% |
| 31-Mar-2012 |
6 |
11 |
17 |
64.71% |
| 29-Feb-2012 |
6 |
11 |
17 |
64.71% |
| 31-Jan-2012 |
7 |
11 |
18 |
61.11% |
| 31-Dec-2011 |
7 |
12 |
19 |
63.16% |
| 30-Nov-2011 |
7 |
14 |
21 |
66.67% |
| 31-Oct-2011 |
8 |
14 |
22 |
63.64% |
| 30-Sep-2011 |
8 |
14 |
22 |
63.64% |
| 31-Aug-2011 |
8 |
14 |
22 |
63.64% |
| 31-Jul-2011 |
8 |
14 |
22 |
63.64% |
| 30-Jun-2011 |
8 |
14 |
22 |
63.64% |
| 31-May-2011 |
7 |
15 |
22 |
68.18% |
| 30-Apr-2011 |
7 |
15 |
22 |
68.18% |
| 31-Mar-2011 |
7 |
15 |
22 |
68.18% |
| 28-Feb-2011 |
7 |
15 |
22 |
68.18% |
| 31-Jan-2011 |
7 |
15 |
22 |
68.18% |
| 31-Dec-2010 |
7 |
15 |
22 |
68.18% |
| 30-Nov-2010 |
7 |
16 |
23 |
69.57% |
| 31-Oct-2010 |
7 |
16 |
23 |
69.57% |
| 30-Sep-2010 |
7 |
15 |
22 |
68.18% |
| 31-Aug-2010 |
7 |
16 |
23 |
69.57% |
| 31-Jul-2010 |
7 |
16 |
23 |
69.57% |
| 30-Jun-2010 |
7 |
16 |
23 |
69.57% |
| 31-May-2010 |
7 |
16 |
23 |
69.57% |
| 30-Apr-2010 |
8 |
15 |
23 |
65.22% |
| 31-Mar-2010 |
8 |
15 |
23 |
65.22% |
| 28-Feb-2010 |
8 |
15 |
23 |
65.22% |
| 31-Jan-2010 |
8 |
16 |
24 |
66.67% |
| 31-Dec-2009 |
8 |
15 |
23 |
65.22% |
| 30-Nov-2009 |
8 |
15 |
23 |
65.22% |
| 31-Oct-2009 |
8 |
15 |
23 |
65.22% |
| 30-Sep-2009 |
8 |
14 |
22 |
63.64% |
| 31-Aug-2009 |
8 |
14 |
22 |
63.64% |
| 31-Jul-2009 |
7 |
14 |
21 |
66.67% |
| 30-Jun-2009 |
7 |
14 |
21 |
66.67% |
| 31-May-2009 |
6 |
14 |
20 |
70.00% |
| 30-Apr-2009 |
5 |
14 |
19 |
73.68% |
| 31-Mar-2009 |
5 |
14 |
19 |
73.68% |
| 28-Feb-2009 |
6 |
14 |
20 |
70.00% |
| 31-Jan-2009 |
6 |
15 |
21 |
71.43% |
| 31-Dec-2008 |
6 |
14 |
20 |
70.00% |
| 30-Nov-2008 |
6 |
14 |
20 |
70.00% |
| 31-Oct-2008 |
5 |
15 |
20 |
75.00% |
| 30-Sep-2008 |
5 |
15 |
20 |
75.00% |
| 31-Aug-2008 |
5 |
15 |
20 |
75.00% |
| 31-Jul-2008 |
5 |
14 |
19 |
73.68% |
| 30-Jun-2008 |
5 |
12 |
17 |
70.59% |
| 31-May-2008 |
5 |
7 |
12 |
58.33% |
| 30-Apr-2008 |
4 |
7 |
11 |
63.64% |
| 31-Mar-2008 |
4 |
7 |
11 |
63.64% |
| 29-Feb-2008 |
4 |
7 |
11 |
63.64% |
| 31-Jan-2008 |
4 |
7 |
11 |
63.64% |
| 31-Dec-2007 |
4 |
6 |
10 |
60.00% |
| 30-Nov-2007 |
4 |
6 |
10 |
60.00% |
| 31-Oct-2007 |
4 |
6 |
10 |
60.00% |
| 30-Sep-2007 |
4 |
7 |
11 |
63.64% |
| 31-Aug-2007 |
4 |
7 |
11 |
63.64% |
| 31-Jul-2007 |
4 |
7 |
11 |
63.64% |
| 30-Jun-2007 |
4 |
6 |
10 |
60.00% |
| 31-May-2007 |
4 |
7 |
11 |
63.64% |
| 30-Apr-2007 |
4 |
7 |
11 |
63.64% |
| 31-Mar-2007 |
4 |
7 |
11 |
63.64% |
| 28-Feb-2007 |
4 |
7 |
11 |
63.64% |
| 31-Jan-2007 |
4 |
7 |
11 |
63.64% |
| 31-Dec-2006 |
4 |
7 |
11 |
63.64% |
| 30-Nov-2006 |
4 |
7 |
11 |
63.64% |
| 31-Oct-2006 |
4 |
7 |
11 |
63.64% |
| 30-Sep-2006 |
4 |
6 |
10 |
60.00% |
| 31-Aug-2006 |
4 |
6 |
10 |
60.00% |
| 31-Jul-2006 |
4 |
6 |
10 |
60.00% |
| 30-Jun-2006 |
4 |
6 |
10 |
60.00% |
| 31-May-2006 |
4 |
6 |
10 |
60.00% |
| 30-Apr-2006 |
3 |
6 |
9 |
66.67% |
| 31-Mar-2006 |
3 |
5 |
8 |
62.50% |
| 28-Feb-2006 |
3 |
5 |
8 |
62.50% |
| 31-Jan-2006 |
3 |
4 |
7 |
57.14% |
| 31-Dec-2005 |
3 |
4 |
7 |
57.14% |
| 30-Nov-2005 |
3 |
4 |
7 |
57.14% |
| 31-Oct-2005 |
3 |
4 |
7 |
57.14% |
| 30-Sep-2005 |
3 |
4 |
7 |
57.14% |
| 31-Aug-2005 |
3 |
3 |
6 |
50.00% |
| 31-Jul-2005 |
3 |
4 |
7 |
57.14% |
| 30-Jun-2005 |
3 |
4 |
7 |
57.14% |
| 31-May-2005 |
3 |
4 |
7 |
57.14% |
| 30-Apr-2005 |
3 |
4 |
7 |
57.14% |
| 31-Mar-2005 |
3 |
4 |
7 |
57.14% |
| 28-Feb-2005 |
3 |
4 |
7 |
57.14% |
| 31-Jan-2005 |
3 |
3 |
6 |
50.00% |
| 31-Dec-2004 |
3 |
3 |
6 |
50.00% |
| 30-Nov-2004 |
2 |
3 |
5 |
60.00% |
| 31-Oct-2004 |
2 |
3 |
5 |
60.00% |
| 30-Sep-2004 |
2 |
3 |
5 |
60.00% |
| 31-Aug-2004 |
2 |
1 |
3 |
33.33% |
| 31-Jul-2004 |
2 |
0 |
2 |
0.00% |
| 30-Jun-2004 |
2 |
0 |
2 |
0.00% |
| 31-May-2004 |
0 |
0 |
0 |
0.00% |
|