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BOCOM International Securities Limited
交銀國際證券有限公司



This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). We treat a person who holds both roles (in different categories of license) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here.

Date ROs Reps Total Reps v total
20-May-2013 12 278 290 95.86%
30-Apr-2013 12 278 290 95.86%
31-Mar-2013 11 278 289 96.19%
28-Feb-2013 11 282 293 96.25%
31-Jan-2013 12 283 295 95.93%
31-Dec-2012 12 285 297 95.96%
30-Nov-2012 12 286 298 95.97%
31-Oct-2012 12 290 302 96.03%
30-Sep-2012 11 291 302 96.36%
31-Aug-2012 11 288 299 96.32%
31-Jul-2012 11 288 299 96.32%
30-Jun-2012 11 290 301 96.35%
31-May-2012 10 296 306 96.73%
30-Apr-2012 10 299 309 96.76%
31-Mar-2012 11 294 305 96.39%
29-Feb-2012 12 295 307 96.09%
31-Jan-2012 11 294 305 96.39%
31-Dec-2011 11 292 303 96.37%
30-Nov-2011 11 294 305 96.39%
31-Oct-2011 11 291 302 96.36%
30-Sep-2011 11 288 299 96.32%
31-Aug-2011 11 286 297 96.30%
31-Jul-2011 10 283 293 96.59%
30-Jun-2011 10 282 292 96.58%
31-May-2011 9 275 284 96.83%
30-Apr-2011 9 276 285 96.84%
31-Mar-2011 9 275 284 96.83%
28-Feb-2011 9 264 273 96.70%
31-Jan-2011 8 265 273 97.07%
31-Dec-2010 8 261 269 97.03%
30-Nov-2010 7 260 267 97.38%
31-Oct-2010 7 249 256 97.27%
30-Sep-2010 7 246 253 97.23%
31-Aug-2010 7 234 241 97.10%
31-Jul-2010 7 230 237 97.05%
30-Jun-2010 7 228 235 97.02%
31-May-2010 7 225 232 96.98%
30-Apr-2010 8 219 227 96.48%
31-Mar-2010 8 217 225 96.44%
28-Feb-2010 8 210 218 96.33%
31-Jan-2010 8 198 206 96.12%
31-Dec-2009 8 187 195 95.90%
30-Nov-2009 8 185 193 95.85%
31-Oct-2009 8 176 184 95.65%
30-Sep-2009 8 161 169 95.27%
31-Aug-2009 8 153 161 95.03%
31-Jul-2009 8 143 151 94.70%
30-Jun-2009 8 142 150 94.67%
31-May-2009 8 142 150 94.67%
30-Apr-2009 8 141 149 94.63%
31-Mar-2009 8 139 147 94.56%
28-Feb-2009 8 133 141 94.33%
31-Jan-2009 8 129 137 94.16%
31-Dec-2008 8 127 135 94.07%
30-Nov-2008 7 125 132 94.70%
31-Oct-2008 7 121 128 94.53%
30-Sep-2008 7 118 125 94.40%
31-Aug-2008 7 115 122 94.26%
31-Jul-2008 6 113 119 94.96%
30-Jun-2008 7 113 120 94.17%
31-May-2008 8 108 116 93.10%
30-Apr-2008 8 101 109 92.66%
31-Mar-2008 8 95 103 92.23%
29-Feb-2008 7 93 100 93.00%
31-Jan-2008 7 93 100 93.00%
31-Dec-2007 7 88 95 92.63%
30-Nov-2007 6 85 91 93.41%
31-Oct-2007 6 82 88 93.18%
30-Sep-2007 6 80 86 93.02%
31-Aug-2007 0 0 0 0.00%

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