GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 44 | 847 | 891 | 95.06% |
| 2023-12-31 | 41 | 849 | 890 | 95.39% |
| 2022-12-31 | 43 | 949 | 992 | 95.67% |
| 2021-12-31 | 46 | 915 | 961 | 95.21% |
| 2020-12-31 | 44 | 834 | 878 | 94.99% |
| 2019-12-31 | 42 | 822 | 864 | 95.14% |
| 2018-12-31 | 40 | 826 | 866 | 95.38% |
| 2017-12-31 | 40 | 754 | 794 | 94.96% |
| 2016-12-31 | 48 | 781 | 829 | 94.21% |
| 2015-12-31 | 56 | 862 | 918 | 93.90% |
| 2014-12-31 | 56 | 813 | 869 | 93.56% |
| 2013-12-31 | 62 | 801 | 863 | 92.82% |
| 2012-12-31 | 68 | 799 | 867 | 92.16% |
| 2011-12-31 | 71 | 818 | 889 | 92.01% |
| 2010-12-31 | 61 | 825 | 886 | 93.12% |
| 2009-12-31 | 60 | 708 | 768 | 92.19% |
| 2008-12-31 | 62 | 745 | 807 | 92.32% |
| 2007-12-31 | 51 | 778 | 829 | 93.85% |
| 2006-12-31 | 40 | 626 | 666 | 93.99% |
| 2005-12-31 | 34 | 533 | 567 | 94.00% |
| 2004-12-31 | 32 | 437 | 469 | 93.18% |
| 2003-12-31 | 21 | 378 | 399 | 94.74% |
| 2003-03-31 | 26 | 396 | 422 | 93.84% |
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