GOLDMAN SACHS FUTURES (ASIA) LIMITED 高盛期貨(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-21 0 0 0 0.00%
2024-04-30 0 0 0 0.00%
2024-03-31 0 0 0 0.00%
2024-02-29 0 0 0 0.00%
2024-01-31 0 0 0 0.00%
2023-12-31 0 0 0 0.00%
2023-11-30 0 0 0 0.00%
2023-10-31 0 0 0 0.00%
2023-09-30 0 0 0 0.00%
2023-08-31 0 0 0 0.00%
2023-07-31 0 0 0 0.00%
2023-06-30 0 0 0 0.00%
2023-05-31 0 0 0 0.00%
2023-04-30 0 0 0 0.00%
2023-03-31 0 0 0 0.00%
2023-02-28 0 0 0 0.00%
2023-01-31 0 0 0 0.00%
2022-12-31 0 0 0 0.00%
2022-11-30 0 0 0 0.00%
2022-10-31 0 0 0 0.00%
2022-09-30 0 0 0 0.00%
2022-08-31 0 0 0 0.00%
2022-07-31 0 0 0 0.00%
2022-06-30 0 0 0 0.00%
2022-05-31 0 0 0 0.00%
2022-04-30 0 0 0 0.00%
2022-03-31 0 0 0 0.00%
2022-02-28 0 0 0 0.00%
2022-01-31 0 0 0 0.00%
2021-12-31 0 0 0 0.00%
2021-11-30 0 0 0 0.00%
2021-10-31 0 0 0 0.00%
2021-09-30 0 0 0 0.00%
2021-08-31 0 0 0 0.00%
2021-07-31 0 0 0 0.00%
2021-06-30 0 0 0 0.00%
2021-05-31 0 0 0 0.00%
2021-04-30 0 0 0 0.00%
2021-03-31 0 0 0 0.00%
2021-02-28 0 0 0 0.00%
2021-01-31 0 0 0 0.00%
2020-12-31 0 0 0 0.00%
2020-11-30 0 0 0 0.00%
2020-10-31 0 0 0 0.00%
2020-09-30 0 0 0 0.00%
2020-08-31 0 0 0 0.00%
2020-07-31 0 0 0 0.00%
2020-06-30 0 0 0 0.00%
2020-05-31 0 0 0 0.00%
2020-04-30 0 0 0 0.00%
2020-03-31 0 0 0 0.00%
2020-02-29 0 0 0 0.00%
2020-01-31 0 0 0 0.00%
2019-12-31 0 0 0 0.00%
2019-11-30 0 0 0 0.00%
2019-10-31 0 0 0 0.00%
2019-09-30 0 0 0 0.00%
2019-08-31 0 0 0 0.00%
2019-07-31 0 0 0 0.00%
2019-06-30 0 0 0 0.00%
2019-05-31 0 0 0 0.00%
2019-04-30 0 0 0 0.00%
2019-03-31 0 0 0 0.00%
2019-02-28 0 0 0 0.00%
2019-01-31 0 0 0 0.00%
2018-12-31 0 0 0 0.00%
2018-11-30 0 0 0 0.00%
2018-10-31 0 0 0 0.00%
2018-09-30 0 0 0 0.00%
2018-08-31 0 0 0 0.00%
2018-07-31 0 0 0 0.00%
2018-06-30 0 0 0 0.00%
2018-05-31 0 0 0 0.00%
2018-04-30 0 0 0 0.00%
2018-03-31 0 0 0 0.00%
2018-02-28 0 0 0 0.00%
2018-01-31 0 0 0 0.00%
2017-12-31 0 0 0 0.00%
2017-11-30 0 0 0 0.00%
2017-10-31 0 0 0 0.00%
2017-09-30 0 0 0 0.00%
2017-08-31 0 0 0 0.00%
2017-07-31 0 0 0 0.00%
2017-06-30 0 0 0 0.00%
2017-05-31 0 0 0 0.00%
2017-04-30 0 0 0 0.00%
2017-03-31 0 0 0 0.00%
2017-02-28 0 0 0 0.00%
2017-01-31 0 0 0 0.00%
2016-12-31 0 0 0 0.00%
2016-11-30 0 0 0 0.00%
2016-10-31 0 0 0 0.00%
2016-09-30 14 401 415 96.63%
2016-08-31 15 399 414 96.38%
2016-07-31 15 392 407 96.31%
2016-06-30 14 390 404 96.53%
2016-05-31 14 401 415 96.63%
2016-04-30 16 411 427 96.25%
2016-03-31 16 413 429 96.27%
2016-02-29 16 410 426 96.24%
2016-01-31 16 418 434 96.31%
2015-12-31 17 419 436 96.10%
2015-11-30 16 417 433 96.30%
2015-10-31 16 414 430 96.28%
2015-09-30 17 406 423 95.98%
2015-08-31 17 402 419 95.94%
2015-07-31 17 392 409 95.84%
2015-06-30 17 378 395 95.70%
2015-05-31 17 378 395 95.70%
2015-04-30 17 377 394 95.69%
2015-03-31 19 372 391 95.14%
2015-02-28 19 367 386 95.08%
2015-01-31 19 371 390 95.13%
2014-12-31 18 369 387 95.35%
2014-11-30 18 376 394 95.43%
2014-10-31 18 375 393 95.42%
2014-09-30 17 371 388 95.62%
2014-08-31 18 367 385 95.32%
2014-07-31 18 351 369 95.12%
2014-06-30 19 342 361 94.74%
2014-05-31 19 334 353 94.62%
2014-04-30 19 336 355 94.65%
2014-03-31 19 346 365 94.79%
2014-02-28 19 351 370 94.86%
2014-01-31 20 351 371 94.61%
2013-12-31 22 352 374 94.12%
2013-11-30 21 350 371 94.34%
2013-10-31 22 353 375 94.13%
2013-09-30 22 354 376 94.15%
2013-08-31 22 352 374 94.12%
2013-07-31 22 349 371 94.07%
2013-06-30 21 352 373 94.37%
2013-05-31 22 348 370 94.05%
2013-04-30 22 347 369 94.04%
2013-03-31 22 347 369 94.04%
2013-02-28 22 359 381 94.23%
2013-01-31 23 359 382 93.98%
2012-12-31 23 359 382 93.98%
2012-11-30 23 352 375 93.87%
2012-10-31 23 345 368 93.75%
2012-09-30 24 347 371 93.53%
2012-08-31 23 353 376 93.88%
2012-07-31 23 343 366 93.72%
2012-06-30 20 350 370 94.59%
2012-05-31 20 341 361 94.46%
2012-04-30 20 312 332 93.98%
2012-03-31 21 287 308 93.18%
2012-02-29 19 288 307 93.81%
2012-01-31 18 297 315 94.29%
2011-12-31 15 297 312 95.19%
2011-11-30 14 294 308 95.45%
2011-10-31 13 297 310 95.81%
2011-09-30 13 304 317 95.90%
2011-08-31 13 307 320 95.94%
2011-07-31 13 303 316 95.89%
2011-06-30 14 303 317 95.58%
2011-05-31 14 306 320 95.63%
2011-04-30 13 315 328 96.04%
2011-03-31 13 317 330 96.06%
2011-02-28 13 322 335 96.12%
2011-01-31 14 324 338 95.86%
2010-12-31 13 337 350 96.29%
2010-11-30 13 341 354 96.33%
2010-10-31 13 335 348 96.26%
2010-09-30 13 334 347 96.25%
2010-08-31 13 325 338 96.15%
2010-07-31 13 314 327 96.02%
2010-06-30 13 308 321 95.95%
2010-05-31 13 304 317 95.90%
2010-04-30 13 301 314 95.86%
2010-03-31 12 298 310 96.13%
2010-02-28 13 296 309 95.79%
2010-01-31 13 306 319 95.92%
2009-12-31 14 304 318 95.60%
2009-11-30 14 303 317 95.58%
2009-10-31 14 304 318 95.60%
2009-09-30 14 303 317 95.58%
2009-08-31 16 297 313 94.89%
2009-07-31 16 287 303 94.72%
2009-06-30 17 286 303 94.39%
2009-05-31 16 285 301 94.68%
2009-04-30 15 280 295 94.92%
2009-03-31 15 280 295 94.92%
2009-02-28 14 276 290 95.17%
2009-01-31 14 286 300 95.33%
2008-12-31 17 288 305 94.43%
2008-11-30 17 301 318 94.65%
2008-10-31 15 317 332 95.48%
2008-09-30 15 314 329 95.44%
2008-08-31 15 286 301 95.02%
2008-07-31 13 259 272 95.22%
2008-06-30 11 243 254 95.67%
2008-05-31 13 240 253 94.86%
2008-04-30 13 235 248 94.76%
2008-03-31 13 230 243 94.65%
2008-02-29 13 232 245 94.69%
2008-01-31 12 234 246 95.12%
2007-12-31 14 231 245 94.29%
2007-11-30 14 230 244 94.26%
2007-10-31 13 223 236 94.49%
2007-09-30 12 214 226 94.69%
2007-08-31 12 199 211 94.31%
2007-07-31 12 193 205 94.15%
2007-06-30 12 191 203 94.09%
2007-05-31 12 189 201 94.03%
2007-04-30 11 189 200 94.50%
2007-03-31 10 184 194 94.85%
2007-02-28 10 182 192 94.79%
2007-01-31 10 180 190 94.74%
2006-12-31 10 178 188 94.68%
2006-11-30 10 173 183 94.54%
2006-10-31 10 172 182 94.51%
2006-09-30 9 169 178 94.94%
2006-08-31 6 169 175 96.57%
2006-07-31 4 163 167 97.60%
2006-06-30 4 154 158 97.47%
2006-05-31 4 152 156 97.44%
2006-04-30 4 149 153 97.39%
2006-03-31 5 149 154 96.75%
2006-02-28 5 147 152 96.71%
2006-01-31 5 145 150 96.67%
2005-12-31 5 151 156 96.79%
2005-11-30 5 147 152 96.71%
2005-10-31 4 144 148 97.30%
2005-09-30 4 143 147 97.28%
2005-08-31 4 137 141 97.16%
2005-07-31 4 139 143 97.20%
2005-06-30 4 135 139 97.12%
2005-05-31 4 133 137 97.08%
2005-04-30 4 130 134 97.01%
2005-03-31 3 125 128 97.66%
2005-02-28 3 118 121 97.52%
2005-01-31 3 120 123 97.56%
2004-12-31 3 120 123 97.56%
2004-11-30 3 121 124 97.58%
2004-10-31 3 118 121 97.52%
2004-09-30 3 116 119 97.48%
2004-08-31 2 115 117 98.29%
2004-07-31 3 112 115 97.39%
2004-06-30 2 111 113 98.23%
2004-05-31 2 106 108 98.15%
2004-04-30 2 100 102 98.04%
2004-03-31 2 94 96 97.92%
2004-02-29 2 94 96 97.92%
2004-01-31 2 93 95 97.89%
2003-12-31 3 91 94 96.81%
2003-11-30 3 88 91 96.70%
2003-10-31 3 88 91 96.70%
2003-09-30 3 88 91 96.70%
2003-08-31 3 88 91 96.70%
2003-07-31 3 90 93 96.77%
2003-06-30 3 89 92 96.74%
2003-05-31 3 89 92 96.74%
2003-04-30 3 90 93 96.77%
2003-03-31 3 88 91 96.70%

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