LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2005 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | Rep | 2008-09-29 | |||
| 2 | Alexander, Charles Alan Heathcote | 48 | M | RO | 2004-12-21 | 2008-02-01 |
| 3 | Andrew, Simon Malcolm | M | Rep | 2004-05-24 | 2006-02-22 | |
| 4 | Arnaudy, Anthony John | M | Rep | 2005-08-01 | 2008-09-29 | |
| 5 | Au, Tin Wai 區天偉 | Rep | 2004-05-15 | 2006-07-06 | ||
| 6 | Bhattal, Jasjit Singh | RO | 2008-09-29 | |||
| 7 | Bhutani, Sarabjit Singh | Rep | 2005-05-04 | 2008-10-06 | ||
| 8 | Bihani, Sundeep | Rep | 2004-06-24 | 2008-03-31 | ||
| 9 | Budijono, Ridwan | Rep | 2005-09-15 | 2007-02-02 | ||
| 10 | Caffrey, Kevin Michael | M | Rep | 2005-11-15 | 2008-09-27 | |
| 11 | Chan, Katherine Ching Yu 陳菁瑜 | F | Rep | 2005-02-24 | 2006-07-21 | |
| 12 | Chan, Kelvin Chun Kei 陳俊祺 | M | Rep | 2006-04-27 | ||
| 13 | Chan, Shirley Mei Fung 陳美鳳 | F | Rep | 2008-09-29 | ||
| 14 | Chapman, James Richard (SFC:ALS060) | M | Rep | 2005-02-07 | 2008-09-29 | |
| 15 | Chen, Junyu (1965) 陳軍余 | 40 | M | Rep | 2004-04-26 | 2007-06-19 |
| 16 | Chen, Lei (SFC:AMP422) 陳磊 | 26 | M | Rep | 2005-10-21 | 2007-12-31 |
| 17 | Chen, Scott | M | Rep | 2008-09-29 | ||
| 18 | Chen, Simon Guomin 陳國敏 | 38 | M | RO | 2005-06-20 | 2006-06-02 |
| 19 | Chen, Wei (SFC:AHC346) 陳蔚 | Rep | 2006-04-10 | |||
| 20 | Cheung, Edward Tze Loong 張澤龍 | M | Rep | 2004-08-06 | 2006-04-20 | |
| 21 | Cheung, Loretta Lai Man 張麗雯 | F | Rep | 2008-09-29 | ||
| 22 | Chuang, Mei 莊美 | Rep | 2005-03-31 | 2006-02-13 | ||
| 23 | Chung, Tak Wai (SFC:AMM043) 鍾德偉 | 28 | M | Rep | 2005-09-23 | 2008-11-22 |
| 24 | Chwei, Mein Sze 徐敏思 | Rep | 2004-02-18 | 2006-04-21 | ||
| 25 | Cielinski, Mark Alan | M | Rep | 2008-09-29 | ||
| 26 | Corry, Nicolas Daniel | M | Rep | 2004-05-17 | 2006-02-02 | |
| 27 | Croft, Ian Richard | M | Rep | 2003-10-13 | 2008-09-29 | |
| 28 | Dong, Zhen (SFC:AMP550) 董震 | Rep | 2005-10-25 | 2006-04-22 | ||
| 29 | Douglas, David Archibald | M | Rep | 2005-07-06 | 2006-01-09 | |
| 30 | Dubois-Phillips, Jonathan Edward | M | Rep | 2004-03-09 | 2006-07-01 | |
| 31 | Egliskis, David Walter | M | Rep | 2003-12-08 | 2007-07-07 | |
| 32 | Evans, Joshua Webb | M | Rep | 2005-08-01 | 2006-03-24 | |
| 33 | Fellas, Lewis John (SFC:ALR009) | M | Rep | 2005-09-21 | 2006-08-14 | |
| 34 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2004-09-13 | 2006-02-07 | |
| 35 | Fung, Eugene Yui Hang 馮睿恆 | M | Rep | 2004-03-15 | 2008-09-13 | |
| 36 | Fung, William Ching Ho 馮正可 | 24 | M | Rep | 2005-02-01 | 2008-09-29 |
| 37 | Gaitonde, Ghanashyam Lalji | Rep | 2005-01-17 | 2008-09-29 | ||
| 38 | Gao, Hui (SFC:AKP556) 高暉 | Rep | 2004-05-18 | 2008-03-18 | ||
| 39 | Garrett, Adam Guy Orlebar 蓋首男 | M | Rep | 2005-01-10 | 2008-09-29 | |
| 40 | Ge, Ning (SFC:ALC812) 葛宁 | Rep | 2004-08-20 | 2007-11-28 | ||
| 41 | Ghia, Manish Hasmukh | Rep | 2004-02-09 | 2007-03-19 | ||
| 42 | Goel, Dinesh | Rep | 2005-07-22 | 2008-09-29 | ||
| 43 | Goh, Anne Jia Juan 吳佳娟 | F | Rep | 2005-08-15 | 2008-09-29 | |
| 44 | Gu, Huaiyu 谷懷雨 | Rep | 2004-11-11 | 2008-09-29 | ||
| 45 | Gupta, Ashutosh (SFC:AJE577) | Rep | 2003-11-26 | 2008-09-29 | ||
| 46 | Harris, Jonathan Howe | M | RO | 2005-07-04 | 2006-07-29 | |
| 47 | Hellawell Iii, George Alan | M | RO | 2005-07-20 | 2006-02-20 | |
| 48 | Hindle, Leon Miller | M | Rep | 2008-09-29 | ||
| 49 | Ho, Kelvin Teik Chye | M | Rep | 2008-09-29 | ||
| 50 | Ho, Kenny Ting Hong 何定康 | M | Rep | 2005-09-15 | 2008-03-13 | |
| 51 | Ho, Shanlia Wai Shan 何慧珊 | Rep | 2005-06-22 | 2008-09-29 | ||
| 52 | Holt, Sue Lin | F | Rep | 2004-02-18 | 2008-09-29 | |
| 53 | Hong, Joonkee 洪俊基 | Rep | 2005-04-15 | 2008-09-29 | ||
| 54 | Hong, Patrick | M | Rep | 2005-12-01 | 2008-09-29 | |
| 55 | Hong, Yang-Myung | Rep | 2005-07-20 | 2008-09-29 | ||
| 56 | Hsi, Han Pin 許翰斌 | Rep | 2004-09-27 | 2007-03-01 | ||
| 57 | Hu, Bo (SFC:AMJ466) 胡勃 | Rep | 2005-08-16 | 2006-11-24 | ||
| 58 | Hui, Kei Man 許紀文 | Rep | 2004-09-17 | 2007-05-01 | ||
| 59 | Hung, Kenneth Hei King 洪熙敬 | M | Rep | 2005-09-15 | 2008-09-29 | |
| 60 | Hussain, Yasmin (SFC:ALF303) | Rep | 2004-09-06 | 2008-09-29 | ||
| 61 | Ireland, Simon John | M | Rep | 2005-01-14 | 2008-06-02 | |
| 62 | Jaan, Masood | Rep | 2005-11-14 | 2006-02-02 | ||
| 63 | Kan, Paul Wei Hung 甘偉恆 | M | Rep | 2005-10-03 | 2008-03-14 | |
| 64 | Karrim, Anika 畢安妮 | Rep | 2005-01-18 | 2008-04-26 | ||
| 65 | Kaye, Patrick Jon | M | Rep | 2004-09-22 | 2008-09-29 | |
| 66 | Kee, Tang Seng | Rep | 2003-08-20 | 2006-04-10 | ||
| 67 | Kim, David Jaemin | M | Rep | 2005-06-15 | 2008-09-29 | |
| 68 | Kim, Dean Chang-Hun | M | Rep | 2005-08-22 | 2007-04-03 | |
| 69 | Kumar, Gautam (SFC:AMM350) | Rep | 2005-09-22 | 2006-09-14 | ||
| 70 | Kwan, Joyce Po Kuen 關寶娟 | F | Rep | 2005-04-25 | 2007-02-05 | |
| 71 | Lai, Miranda Fung Sin 黎鳳仙 | F | Rep | 2005-09-22 | 2006-03-02 | |
| 72 | Lam, Ada Lok Yee 林洛宜 | F | Rep | 2004-05-14 | 2007-02-15 | |
| 73 | Lam, David Tai Yuen 林大源 | M | Rep | 2006-03-28 | ||
| 74 | Lam, Franco Kwok Kei 林國基 | Rep | 2005-08-04 | 2006-04-29 | ||
| 75 | Lance, Robert Waldo | M | RO | 2003-06-03 | 2006-02-24 | |
| 76 | Lau, Bernard Yu Kwan 劉宇鈞 | M | Rep | 2008-09-29 | ||
| 77 | Lau, Justin Ching Yin 劉正賢 | M | Rep | 2005-04-01 | 2008-09-29 | |
| 78 | Lau, Kenneth (SFC:AFI835) 劉皓之 | 30 | M | Rep | 2006-02-15 | |
| 79 | Lau, Lik Alaric 劉力 | Rep | 2008-09-29 | |||
| 80 | Laungani, Neel Vishnu | RO | 2004-12-20 | 2008-09-29 | ||
| 81 | Lay, Richard Donovan | M | Rep | 2005-10-14 | 2007-09-17 | |
| 82 | Lee, Annisa Yuen Yee 李婉儀 | F | Rep | 2005-04-11 | 2008-09-29 | |
| 83 | Lee, James Sungho | M | Rep | 2005-07-12 | 2008-09-29 | |
| 84 | Lee, Jung Sun 李政宣 | Rep | 2005-05-24 | 2006-04-27 | ||
| 85 | Lee, Myung Won 李明遠 | Rep | 2004-07-20 | 2007-07-04 | ||
| 86 | Lee, Wang Kwong 李泓廣 | Rep | 2004-08-20 | 2008-09-23 | ||
| 87 | Lee, Young Seok (SFC:ALU865) | Rep | 2005-03-17 | 2008-06-30 | ||
| 88 | Leung, Ka Ho (SFC:AFC564) 梁嘉浩 | Rep | 2005-04-15 | 2008-09-29 | ||
| 89 | Leung, Spencer Yu Cheong 梁裕昌 | 29 | M | Rep | 2005-09-15 | 2006-04-28 |
| 90 | Li, Elsy Chun 李雋 | 33 | F | Rep | 2005-07-15 | 2008-03-07 |
| 91 | Li, Peter Ying Lun 李英麟 | M | Rep | 2005-09-28 | 2007-10-14 | |
| 92 | Li, Yvonne Yee Yean 李宜然 | F | Rep | 2004-06-16 | 2008-03-11 | |
| 93 | Lim, Edmund Kim San 林金山 | M | Rep | 2003-11-07 | 2008-09-29 | |
| 94 | Lim, Hwee Ghee 林慧儀 | Rep | 2007-10-11 | |||
| 95 | Lin, Chao-Hua 林超驊 | Rep | 2004-11-11 | 2008-09-29 | ||
| 96 | Lin, Xin (SFC:AMJ471) 林鑫 | Rep | 2005-08-15 | 2008-09-29 | ||
| 97 | Lin, Yng-Jyh 林盈志 | Rep | 2005-04-26 | 2008-09-29 | ||
| 98 | Lin, Yuri Yee-Lee | Rep | 2005-07-20 | 2006-04-25 | ||
| 99 | Littell, Christopher James | M | Rep | 2005-06-08 | 2006-04-28 | |
| 100 | Liu, Kate Kit Yee 廖潔儀 | F | Rep | 2003-06-16 | 2008-09-29 | |
| 101 | Lo, Philip (SFC:AMT669) 盧偉楷 | M | Rep | 2005-11-28 | 2008-09-29 | |
| 102 | Louie, Paul Kwok Yi 雷國怡 | M | Rep | 2005-08-15 | 2008-09-29 | |
| 103 | Low, Kenneth Meng Ee | M | Rep | 2003-10-22 | 2006-08-14 | |
| 104 | Luk, Sylvia Ching Yan 陸靜茵 | F | Rep | 2005-11-25 | 2008-09-29 | |
| 105 | Ma, Dongjun (SFC:AME464) 馬東軍 | Rep | 2005-06-27 | 2008-09-29 | ||
| 106 | Ma, Yue (SFC:ALB800) 馬越 | Rep | 2004-08-09 | 2006-07-15 | ||
| 107 | Mak, Marian Yuen Man 麥沅雯 | F | Rep | 2007-04-10 | ||
| 108 | Mar, Johnson | M | RO | 2008-09-29 | ||
| 109 | Martinez Acosta, Jorge Carlos | M | Rep | 2005-08-15 | 2008-09-29 | |
| 110 | McKeever, Stephen James | M | Rep | 2006-02-07 | ||
| 111 | Millea, Timothy Emmett | M | Rep | 2005-03-21 | 2008-09-29 | |
| 112 | Milliken, Peter James | M | Rep | 2008-02-01 | ||
| 113 | Mohinani, Pradeep | Rep | 2005-05-12 | 2007-04-13 | ||
| 114 | Myong, Chun Hyong | Rep | 2005-02-22 | 2008-09-29 | ||
| 115 | Nai, Te-Ling | Rep | 2005-09-15 | 2008-09-29 | ||
| 116 | Nath, Nikhil | Rep | 2005-04-06 | 2007-04-01 | ||
| 117 | Nirmalananda, Logan Siva | Rep | 2004-03-19 | 2007-05-14 | ||
| 118 | O'Meara, Christopher James Sidney | M | RO | 2005-04-27 | 2008-09-29 | |
| 119 | Oh, Seung Joo 吳昇宙 | Rep | 2005-09-26 | 2008-04-15 | ||
| 120 | Osuga, Aya | Rep | 2005-09-15 | 2006-02-15 | ||
| 121 | Paine, David L | M | Rep | 2008-09-29 | ||
| 122 | Pamulapati, Lalit Chandra Choudary | Rep | 2006-07-20 | |||
| 123 | Pang, Eric Kwok Lik 彭國力 | M | Rep | 2004-11-01 | 2008-09-29 | |
| 124 | Park, Sung Wan 朴性玩 | Rep | 2006-03-26 | |||
| 125 | Penkett, Paul Alexis | 35 | M | Rep | 2005-11-01 | 2008-08-29 |
| 126 | Perrett, Adam Nicholas 龐立德 | M | RO | 2005-01-10 | 2006-04-11 | |
| 127 | Pu, Jennifer 蒲心怡 | F | Rep | 2005-10-14 | 2008-09-29 | |
| 128 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2004-05-03 | 2008-09-29 | |
| 129 | Selig, William Louis | M | Rep | 2005-07-20 | 2007-03-26 | |
| 130 | Shanidze, Levan | Rep | 2005-11-07 | 2008-09-29 | ||
| 131 | Shen, Dehua 沈德華 | Rep | 2005-11-29 | 2008-09-29 | ||
| 132 | Shi, Lin (SFC:AMF516) 石琳 | Rep | 2005-07-12 | 2007-08-27 | ||
| 133 | Shin, Ju Young | Rep | 2003-10-13 | 2006-03-10 | ||
| 134 | Sim, Sharon Anne Soo Yee | F | Rep | 2005-08-15 | 2008-09-29 | |
| 135 | Siu, Michael Yiu Han 蕭耀恒 | M | Rep | 2005-07-21 | 2008-05-02 | |
| 136 | Sugasa, Dustin Paul | M | Rep | 2005-11-25 | 2008-09-04 | |
| 137 | Sun, Lu (SFC:AGF426) 孫璐 | Rep | 2007-03-02 | |||
| 138 | Sweeney, Kirk Chester | M | RO | 2008-09-29 | ||
| 139 | Tam, Shing Hei 譚成希 | Rep | 2005-04-25 | 2006-12-27 | ||
| 140 | Tan, Bok Chuan 陳木泉 | Rep | 2004-09-16 | 2006-06-06 | ||
| 141 | Tan, Wan Yuan 陳婉圓 | Rep | 2005-08-31 | 2006-09-11 | ||
| 142 | Tan, Yun Yang 陳韻揚 | Rep | 2005-01-26 | 2006-07-29 | ||
| 143 | Tay, Teck How 鄭德豪 | Rep | 2004-06-15 | 2008-09-29 | ||
| 144 | Teng, Fredric Chien Hwa 鄧建華 | Rep | 2005-12-07 | 2008-09-29 | ||
| 145 | Thai, Thanh Hung 蔡成雄 | 36 | M | Rep | 2004-08-04 | 2008-07-01 |
| 146 | Tong, Tze Kong 唐梓剛 | Rep | 2005-10-31 | 2008-09-29 | ||
| 147 | Tsang, Eric On Bong 曾安邦 | M | Rep | 2006-06-01 | ||
| 148 | Tsang, Ka Kin (SFC:ALD602) 曾家健 | Rep | 2004-08-26 | 2007-08-06 | ||
| 149 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | Rep | 2008-09-29 | |||
| 150 | Tung, Erik Hong 童慷 | M | Rep | 2005-10-14 | 2006-04-19 | |
| 151 | Tweeboom, Norman Lionel | M | Rep | 2005-08-15 | 2008-09-29 | |
| 152 | Uahwatanasakul, Kalaya 余舜茵 | Rep | 2004-10-12 | 2008-09-13 | ||
| 153 | Upadhyay, Saurabh | Rep | 2003-12-09 | 2008-09-29 | ||
| 154 | Van Der Graaf, Allard Jan Baptiste Gerrette | Rep | 2005-10-03 | 2008-09-29 | ||
| 155 | Wai, Plato Pak To 韋百濤 | Rep | 2005-04-21 | 2008-09-29 | ||
| 156 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-09-29 | |||
| 157 | Wang, Yaqian 王亞謙 | Rep | 2005-07-20 | 2008-09-29 | ||
| 158 | Wannenmacher, Tim | M | Rep | 2005-12-09 | 2008-09-29 | |
| 159 | Weidle, Daniel William | M | Rep | 2005-05-18 | 2007-03-12 | |
| 160 | Weng, Hsiao-Wei 翁曉薇 | Rep | 2005-09-13 | 2007-08-01 | ||
| 161 | Wimmer, Oliver | M | Rep | 2005-09-22 | 2008-05-22 | |
| 162 | Wong, Anthony Man Chun 黃文俊 | M | Rep | 2004-04-10 | 2006-08-14 | |
| 163 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | Rep | 2003-05-13 | 2006-02-20 | |
| 164 | Wong, Edwin Ching Him 黃正謙 | Rep | 2008-09-29 | |||
| 165 | Wong, Marco Chi Duen | M | Rep | 2008-09-29 | ||
| 166 | Wong, Michael Yu 黃宇 | M | Rep | 2005-05-05 | 2006-07-27 | |
| 167 | Wong, Ming Shing 黃明勝 | Rep | 2005-08-04 | 2008-09-29 | ||
| 168 | Wright, Symon Robert | M | Rep | 2006-03-20 | ||
| 169 | Wu, Frances 胡穎文 | F | Rep | 2004-07-28 | 2008-09-29 | |
| 170 | Wu, Wei (SFC:AMP204) 吳畏 | Rep | 2005-10-17 | 2008-09-29 | ||
| 171 | Xie, Li (SFC:AME467) 謝犁 | Rep | 2005-06-27 | 2007-12-05 | ||
| 172 | Xu, Ping (SFC:ALI016) 徐萍 | Rep | 2004-10-05 | 2008-09-29 | ||
| 173 | Yang, Hao-Ting 楊皓珽 | Rep | 2005-10-03 | 2007-07-30 | ||
| 174 | Yang, Zhizhong (SFC:ACO050) 楊志中 | RO | 2005-10-05 | 2008-09-29 | ||
| 175 | Yap, Chin Yee 叶君瑜 | Rep | 2008-03-18 | |||
| 176 | Yeh, Ivan Hanson Shing Yue 葉承諭 | M | Rep | 2005-09-22 | 2007-03-31 | |
| 177 | Yeung, Hau Kin 楊孝堅 | Rep | 2005-04-19 | 2006-07-29 | ||
| 178 | Yeung, Hiu Chit 楊曉婕 | Rep | 2005-09-15 | 2006-05-27 | ||
| 179 | Yi, Eun Young | Rep | 2005-05-24 | 2006-05-02 | ||
| 180 | Yong, Fui San | Rep | 2005-03-04 | 2008-09-29 | ||
| 181 | Yu, Ming Lai 余明麗 | Rep | 2003-08-15 | 2006-04-10 | ||
| 182 | Zhang, Lei (SFC:AMO860) 張蕾 | Rep | 2005-10-17 | 2008-09-29 | ||
| 183 | Zhou, Liping (SFC:AML294) 周麗萍 | Rep | 2005-09-08 | 2006-05-19 |
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