Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Choy, David Tsz Hong 蔡子康		M	RO	2005-08-24	2006-08-08
2	Har, Vivian 夏慧芸			Rep	2005-05-25	2007-04-18
3	Tang, Wing Kin 鄧永健			RO		2006-08-19

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