Cowen and Company (Asia) Limited 高宏亞洲投資有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Gierhake, Ortwin		M	RO	2019-05-17	2023-11-30
2	Jung, Christopher Lam 曾俊文		M	RO	2019-05-17	2023-11-30
3	Lam, Wing Yuen 林穎源			Rep	2020-11-04	2023-11-30
4	Rosen, Michael Scott (SFC:BOD283)		M	RO	2019-05-17	2023-12-08
5	Zheng, Xinyuan 鄭心源			Rep	2019-06-26	2023-11-30

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