CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	Role	From	Until
1	Chan, Ka Chun (SFC:ABG469) 陳家俊			RO	2011-07-26
2	Fowler, Luke (SFC:AQM674)		M	Rep	2011-08-02
3	Kong, Wei (SFC:AKI414) 孔蔚			RO	2013-12-23
4	Kwok, Pui Ying 郭佩瑛			RO	2013-09-30	2014-04-22
5	Yao, Jack Hsin-Chou 姚信州		M	Rep	2012-11-28	2019-11-21

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