Chiu, Steve Siu Po 趙小寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2011-01-12 | 2011-06-15 | Rep | Asset management | 2011-01-12 | 2012-11-01 | RO | Advising on securities | 2011-06-15 | 2012-11-01 | RO | Dealing in securities | 2011-07-18 | 2012-11-01 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2006-10-06 | 2007-08-29 | RO | Dealing in securities | 2007-08-29 | 2008-12-08 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2006-10-06 | 2007-08-29 | Rep | Dealing in securities | 2006-10-06 | 2007-08-29 | RO | Advising on securities | 2007-08-29 | 2008-12-08 | RO | Dealing in securities | 2007-08-29 | 2008-12-08 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-03-26 | 2013-04-29 | Rep | Dealing in securities | 2013-03-26 | 2013-04-29 | RO | Advising on securities | 2013-04-29 | 2013-06-30 | RO | Dealing in securities | 2013-04-29 | 2015-10-30 |
| 5 | PIMCO Asia Limited | Rep | Dealing in securities | 2016-09-08 | 2022-09-07 |
| 6 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Advising on securities | 2023-03-01 | RO | Asset management | 2023-03-01 |
| 7 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2022-12-19 | 2023-03-01 | RO | Advising on securities | 2023-03-01 | RO | Dealing in securities | 2023-03-01 |
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