Lee, Matthew Wai Shun 李維信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on corporate finance | 2003-07-08 | Rep | Advising on futures contracts | 2003-08-05 | Rep | Advising on securities | 2003-08-05 | Rep | Asset management | 2003-08-05 | RO | Advising on futures contracts | 2003-08-05 | 2005-11-16 | RO | Advising on securities | 2003-08-05 | 2005-11-16 | RO | Asset management | 2003-08-05 | 2005-11-16 | RO | Dealing in securities | 2003-08-05 | 2005-11-16 |
2 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on futures contracts | 2007-02-07 | 2007-07-17 | Rep | Asset management | 2007-02-07 | 2007-07-17 |
3 | Allianz Global Investors Hong Kong Limited | Rep | Advising on futures contracts | 2006-03-13 | 2007-04-12 | Rep | Asset management | 2006-03-13 | 2007-07-17 |
4 | China International Capital Corporation (International) Limited | Rep | Asset management | 2007-08-20 | 2008-04-24 |
5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-08-20 | 2007-10-09 | RO | Asset management | 2007-10-09 | 2008-04-24 |
6 | Koi Investment Partners International Limited | Rep | Asset management | 2012-04-23 | 2013-11-06 | RO | Asset management | 2013-11-06 | 2014-08-31 |
7 | Manulife Investment Management (Hong Kong) Limited | Rep | Asset management | 2008-05-05 | 2010-05-18 | Rep | Advising on futures contracts | 2008-05-19 | 2010-05-18 | Rep | Advising on securities | 2008-05-19 | 2010-05-18 | RO | Advising on futures contracts | 2010-05-18 | 2010-11-18 | RO | Advising on securities | 2010-05-18 | 2010-11-18 | RO | Asset management | 2010-05-18 | 2011-02-24 | Rep | Advising on futures contracts | 2011-01-14 | 2011-02-24 | Rep | Advising on securities | 2011-01-14 | 2011-02-24 |
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