Woo, John Kwok Kwong 胡國光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aviva Portfolio Investment Services Limited | RO | Dealing in securities | 2009-04-30 | 2010-05-31 |
| 2 | FWD Financial Planning Limited (HK) | RO | Advising on securities | 2012-05-23 | 2014-06-13 | RO | Dealing in securities | 2012-05-23 | 2014-06-13 |
| 3 | Manulife Investment Management (Hong Kong) Limited | RO | Dealing in securities | 2005-04-12 | 2005-11-30 |
| 4 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Asset management | 2006-07-31 | 2007-09-01 |
| 5 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2005-12-14 | 2006-03-03 | RO | Advising on securities | 2006-03-03 | 2007-09-01 | RO | Dealing in securities | 2006-03-03 | 2007-09-01 |
| 6 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Asset management | 2006-07-31 | 2007-09-01 |
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