Lee, Ken Cham Chung 李湛聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in securities | 2005-04-29 | RO | Dealing in securities | 2005-04-29 | 2006-04-01 | Rep | Dealing in securities | 2006-04-01 | 2006-09-18 | RO | Dealing in securities | 2006-09-18 | 2009-01-20 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in futures contracts | 2005-04-29 | RO | Dealing in futures contracts | 2005-04-29 | 2006-04-01 | Rep | Dealing in futures contracts | 2006-04-01 | 2006-09-18 | Rep | Advising on futures contracts | 2006-08-22 | 2006-09-18 | RO | Advising on futures contracts | 2006-09-18 | 2009-01-20 | RO | Dealing in futures contracts | 2006-09-18 | 2009-01-20 |
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