Poon, Yuen Ping 潘婉萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-01-09 | 2009-03-12 | Rep | Dealing in securities | 2015-12-04 | 2016-06-22 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-10-30 | 2013-11-26 | Rep | Dealing in securities | 2019-07-17 | 2021-06-30 |
| 3 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2005-01-11 |
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