Mabardy, Michael Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-12 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-12 | |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-12 | |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2004-10-12 | |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Asset management | 2004-10-12 | |
| 7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-12 | |
| 8 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-10-12 | |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-01-07 | |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2006-01-07 | |
| 11 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-01-07 | |
| 12 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2007-04-10 | 2009-01-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy