Law, Bik Kwan 羅碧君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-04-16 | 2011-04-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-05-27 | 2011-04-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-08-05 | 2011-04-01 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-05-17 | Rep | Advising on securities | 2003-05-17 | Rep | Asset management | 2003-05-17 |
| 5 | Manulife Investment Management (Hong Kong) Limited | RO | Dealing in securities | 2012-03-28 | 2013-11-02 |
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