Lau, Ruby Ying Ying 劉瑩影
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ginger Capital Advisory Limited | Rep | Advising on securities | 2011-11-29 | 2013-06-30 | Rep | Asset management | 2011-11-29 | 2013-06-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-04-08 | 2008-06-14 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-04-08 | 2008-06-14 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-04-12 | Rep | Asset management | 2021-04-12 | Rep | Dealing in securities | 2021-04-12 |
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