Chia, Wei Chen 謝偉政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAX GIANT LIMITED | Rep | Asset management | 2016-08-03 | 2018-05-03 | Complus Asset Management Limited | Rep | 2018-12-14 | 2020-03-16 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2005-05-20 | 2005-09-28 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-05-20 | 2005-09-28 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2005-11-16 | 2007-01-29 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-05-20 | 2005-09-28 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2005-11-16 | 2007-01-29 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2005-11-16 | 2007-01-29 |
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