Chan, Lily Yi Yuen 陳宜宛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aberdeen International Investment Management Limited | Rep | Advising on securities | 2007-10-26 | 2009-04-17 | Rep | Dealing in securities | 2007-10-26 | 2009-04-17 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-17 | 2009-04-17 | Rep | Dealing in securities | 2009-04-17 | 2009-04-17 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-07-24 | Rep | Advising on securities | 2017-11-20 |
| 4 | ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2009-09-04 | 2011-01-26 |
| 5 | Rockhampton Management Limited | Rep | Advising on securities | 2011-01-26 | 2012-04-18 | Rep | Asset management | 2011-01-26 | 2012-04-18 |
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