Lam, Chi Ming (SFC:AZJ283) 林智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2012-04-25 | 2012-05-17 | Rep | Dealing in securities | 2012-04-25 | 2012-05-17 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2020-10-09 | 2021-12-17 | Rep | Dealing in securities | 2020-10-09 | 2021-12-17 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2012-08-28 | 2015-07-13 | Rep | Dealing in securities | 2012-08-28 | 2015-07-13 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2015-07-27 | 2018-08-31 | Rep | Dealing in securities | 2015-07-27 | 2018-08-31 |
| 5 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2015-07-27 | 2018-08-31 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2018-10-05 | 2019-12-20 | Rep | Dealing in securities | 2018-10-05 | 2019-12-20 | Rep | Asset management | 2018-11-15 | 2019-12-20 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2018-10-05 | 2019-12-20 | Rep | Dealing in securities | 2018-10-05 | 2019-12-20 | Rep | Asset management | 2018-11-15 | 2019-12-20 |
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