Lam, Pui Fun 林佩芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2023-09-04 | Rep | Dealing in securities | 2023-09-04 |
| 2 | Manulife Investment Management (Hong Kong) Limited | RO | Dealing in securities | 2012-07-05 | 2015-09-30 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-08-20 | 2022-03-14 |
| 4 | TC Investment Management (Asia) Limited | Rep | Dealing in securities | 2015-10-16 | 2015-11-24 | RO | Advising on securities | 2015-11-24 | 2020-04-15 | RO | Dealing in securities | 2015-11-24 | 2020-04-15 |
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