Chu, Kwok On 朱國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-17 | 2017-09-25 | Rep | Advising on securities | 2017-08-02 | 2017-09-25 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-05-12 | 2016-11-24 |
| 3 | KGI Asset Management Limited | Rep | Asset management | 2016-07-21 | 2016-11-24 |
| 4 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Asset management | 2023-03-20 | Rep | Advising on securities | 2023-03-20 | 2023-04-24 | RO | Advising on securities | 2023-04-24 | Rep | Dealing in securities | 2023-06-19 |
| 5 | Standard International Asset Management Limited | Rep | Asset management | 2021-07-21 | 2023-03-10 | RO | Advising on securities | 2021-07-21 | 2023-03-10 |
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