Gooding, Nial Dennis Henry 劉國誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GCIS LIMITED | Rep | Asset management | 2014-05-05 | 2014-10-22 | RO | Asset management | 2014-10-22 |
| 2 | NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2010-04-30 | 2012-08-27 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Advising on securities | 2005-03-24 | Rep | Dealing in securities | 2010-03-19 | Rep | Dealing in futures contracts | 2008-06-05 | 2010-03-19 |
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