Chau, Ricky Man Fai 周文輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AXA Investment Managers Asia Limited Rep Advising on futures contracts 2010-07-16 2012-04-19
2 AXA Investment Managers Asia Limited Rep Advising on securities 2010-07-16 2012-04-19
3 AXA Investment Managers Asia Limited Rep Asset management 2010-07-16 2012-04-19
4 AXA Investment Managers Asia Limited Rep Dealing in securities 2010-07-16 2012-04-19
5 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Advising on futures contracts 2010-07-16 2012-04-19
6 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Advising on securities 2010-07-16 2012-04-19
7 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Asset management 2010-07-16 2012-04-19
8 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Rep Dealing in securities 2010-07-16 2012-04-19
9 Manulife Investment Management (Hong Kong) Limited Rep Advising on futures contracts 2012-11-28 2015-07-06
10 Manulife Investment Management (Hong Kong) Limited Rep Advising on securities 2012-11-28 2015-07-06
11 Manulife Investment Management (Hong Kong) Limited Rep Asset management 2012-11-28 2015-07-06
12 ICBC Credit Suisse Asset Management (International) Company Limited Rep Advising on securities 2015-08-06 2016-03-31
13 ICBC Credit Suisse Asset Management (International) Company Limited Rep Asset management 2015-08-06 2016-03-31
14 ICBC Credit Suisse Asset Management (International) Company Limited Rep Dealing in securities 2016-03-16 2016-03-31
15 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Asset management 2016-04-08 2016-11-17
16 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Asset management 2016-11-17 2022-06-30
17 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Advising on securities 2017-09-29 2022-06-30
18 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Advising on securities 2022-07-01 2023-09-29
19 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO Asset management 2022-07-01 2023-09-29

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