Narain, Jayesh Suresh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2011-12-30 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-04-23 | 2013-05-31 | Rep | Automated trading services | 2009-11-26 | 2013-05-31 | Rep | Dealing in futures contracts | 2011-09-15 | 2013-05-31 | Rep | Automated trading services | 2013-06-18 | 2015-11-30 | Rep | Dealing in futures contracts | 2013-06-18 | 2017-11-16 | Rep | Dealing in securities | 2013-06-18 | 2017-11-16 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-02-20 | Rep | Advising on securities | 2018-09-17 |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-02-20 |
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