Lor, Seton Tak Chiu 羅德昭

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED RO Advising on futures contracts 2007-02-09
2 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED RO Advising on securities 2007-02-09
3 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED RO Asset management 2007-02-09
4 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED RO Dealing in securities 2007-02-09
5 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED RO Advising on corporate finance 2007-07-04
6 Manulife Investment Management (Hong Kong) Limited Rep Advising on corporate finance 2004-06-14
7 Manulife Investment Management (Hong Kong) Limited Rep Dealing in securities 2004-06-14
8 Manulife Investment Management (Hong Kong) Limited Rep Advising on futures contracts 2005-04-25
9 Manulife Investment Management (Hong Kong) Limited Rep Advising on securities 2005-04-25
10 Manulife Investment Management (Hong Kong) Limited Rep Asset management 2005-04-25
11 Manulife Investment Management (Hong Kong) Limited RO Advising on futures contracts 2005-04-25 2006-10-09
12 Manulife Investment Management (Hong Kong) Limited RO Advising on securities 2005-04-25 2006-10-09
13 Manulife Investment Management (Hong Kong) Limited RO Asset management 2005-04-25 2006-10-09
14 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2007-01-18 2007-02-09
15 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2007-01-18 2007-02-09
16 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Asset management 2007-01-18 2007-02-09

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top