Kwok, Sze Man 郭詩敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2008-07-30 | 2009-09-23 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-01-15 | 2015-07-11 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-03-14 | 2008-06-12 |
| 4 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2015-08-13 | Rep | Dealing in securities | 2015-08-13 |
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