Sun, Li (SFC:AHM411) 孫莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Morgan Stanley Asia Limited | Rep | 2004-03-01 | 2007-03-23 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-16 | |
| 3 | BOCOM International Asset Management Limited | Rep | Asset management | 2011-07-13 | 2013-03-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-02-11 | |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-02-16 | Morgan Stanley Asia Limited | Rep | 2004-03-01 | 2007-03-23 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2008-11-05 | 2009-10-15 |
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