Lee, Yiu Keung (SFC:AGO806) 李耀强
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2015-11-24 | 2017-04-20 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-10-20 | 2017-04-20 | Rep | Dealing in securities | 2015-11-24 | 2017-04-20 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-25 | Rep | Advising on securities | 2004-05-25 | Rep | Asset management | 2004-05-25 | Rep | Dealing in securities | 2004-09-30 |
| 4 | Midas Securities Limited | Rep | Advising on securities | 2020-04-16 | 2020-07-02 | Rep | Asset management | 2020-04-16 | 2020-07-02 | Rep | Dealing in securities | 2020-04-16 | 2020-07-02 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-07-28 | 2022-08-20 | Rep | Asset management | 2020-07-28 | 2022-08-20 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2020-07-28 | 2022-08-20 | Rep | Dealing in securities | 2020-07-28 | 2022-08-20 |
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