Li, Jian (SFC:AGO919) 李堅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China International Capital Corporation (International) Limited Rep Advising on corporate finance 2005-01-27
GOLDMAN SACHS (ASIA) L.L.C. Rep 2006-08-16 2009-10-10
Morgan Stanley Asia Limited Rep 2009-12-29 2010-09-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2011-11-24 2012-05-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2012-05-14 2015-11-10
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2020-07-09
2 China International Capital Corporation (International) Limited Rep Advising on securities 2005-01-27
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep 2015-11-10 2015-12-03
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED RO 2015-12-03 2017-06-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2017-06-22
3 China International Capital Corporation (International) Limited Rep Asset management 2005-01-27
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep 2015-11-10 2017-06-22
4 China International Capital Corporation (International) Limited Rep Dealing in securities 2006-07-13
GOLDMAN SACHS (ASIA) L.L.C. Rep 2006-08-15 2009-10-10
Morgan Stanley Asia Limited Rep 2009-12-29 2010-09-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2010-10-07 2011-12-15
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2011-12-15

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