Li, Jian (SFC:AGO919) 李堅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO Dealing in securities 2011-12-15
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO Advising on securities 2017-06-22
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on corporate finance 2020-07-09
4 China International Capital Corporation (International) Limited Rep Advising on corporate finance 2005-01-27
5 China International Capital Corporation (International) Limited Rep Advising on securities 2005-01-27
6 China International Capital Corporation (International) Limited Rep Asset management 2005-01-27
7 China International Capital Corporation (International) Limited Rep Dealing in securities 2006-07-13
8 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2006-08-15 2009-10-10
9 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2006-08-16 2009-10-10
10 Morgan Stanley Asia Limited Rep Advising on corporate finance 2009-12-29 2010-09-22
11 Morgan Stanley Asia Limited Rep Dealing in securities 2009-12-29 2010-09-22
12 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2010-10-07 2011-12-15
13 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on corporate finance 2011-11-24 2012-05-14
14 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO Advising on corporate finance 2012-05-14 2015-11-10
15 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Advising on securities 2015-11-10 2015-12-03
16 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Asset management 2015-11-10 2017-06-22
17 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED RO Advising on securities 2015-12-03 2017-06-22

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