Chan, Tom Pak Lam 陳柏楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperor Asset Management Limited | RO | Advising on securities | 2009-11-03 | 2010-06-01 | RO | Asset management | 2009-11-03 | 2010-06-01 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-17 | 2007-08-28 | RO | Dealing in futures contracts | 2007-08-28 | 2010-06-01 | RO | Advising on futures contracts | 2008-03-19 | 2010-06-01 |
| 3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2007-03-31 | RO | Leveraged foreign exchange trading | 2008-03-19 | 2010-04-01 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2005-11-17 | 2007-08-28 | RO | Dealing in securities | 2007-08-28 | 2010-06-01 | RO | Advising on securities | 2008-03-19 | 2010-06-01 |
| 5 | SUCCESS ASSET MANAGEMENT LIMITED | RO | Asset management | 2013-08-29 | 2021-12-01 |
| 6 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2013-03-12 | 2016-11-01 | Rep | Leveraged foreign exchange trading | 2013-03-12 | 2016-11-01 |
| 7 | Success Securities Limited | Rep | Advising on securities | 2013-03-12 | 2016-11-01 | Rep | Dealing in securities | 2013-03-12 | 2016-11-01 | RO | Advising on securities | 2018-06-26 | RO | Dealing in securities | 2018-06-26 |
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