Mason, Matthew James (SFC:AQM089)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2014-09-22 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2023-06-28 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2023-06-28 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-09-22 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-02-15 | 2008-03-15 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2009-03-25 | 2014-06-12 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2014-09-22 | 2020-12-18 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2014-09-22 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2020-12-18 | GOLDMAN SACHS (ASIA) L.L.C. | RO | 2020-12-18 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2020-12-18 |
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