Toh, Phooi Fung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARF Investment Management (HK) Limited | Rep | Advising on securities | 2009-06-18 | 2010-12-31 |
| 2 | GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED | Rep | Advising on securities | 2010-03-04 | 2015-06-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Advising on securities | 2008-02-18 | Rep | Dealing in securities | 2008-02-18 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-06-16 | 2009-12-24 | Rep | Advising on corporate finance | 2008-07-30 | 2009-03-31 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-07-30 | 2009-03-31 |
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