Bordoni, Alain Cesare
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2014-04-30 | 2018-12-31 | Nine Masts Capital Limited | Rep | 2019-03-20 | 2021-07-30 | Capstone Investment Advisors (HK) Limited | RO | 2022-05-24 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2014-01-28 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-07-03 | 2014-01-28 |
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