Cha, Gyeongmin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-12-07 | 2010-08-24 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-07 | 2010-08-24 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-07 | 2010-08-24 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2010-10-18 | 2020-02-13 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-10-18 | 2020-02-13 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2020-04-29 | 2021-05-13 |
| 7 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2020-04-29 | 2021-05-13 |
| 8 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2020-05-25 | 2021-05-13 |
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