Ding, Chenying 丁陳穎

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2008-09-10 2013-11-30
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2014-03-31 2016-05-09
3 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2014-03-31 2016-05-09
4 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in futures contracts 2014-03-31 2016-05-09
5 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in securities 2014-03-31 2016-05-09
6 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2016-07-15 2017-03-17
7 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2017-06-28 2019-08-23
8 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2017-06-28 2019-08-23
9 NATIXIS ASIA LIMITED Rep Advising on securities 2019-09-05 2021-04-30
10 NATIXIS ASIA LIMITED Rep Dealing in securities 2019-09-05 2021-04-30
11 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2021-08-24 2022-06-13
12 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2021-08-24 2022-06-13
13 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RO Advising on securities 2022-06-13
14 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2022-06-13
15 GUOTAI JUNAN ASSETS (ASIA) LIMITED Rep Asset management 2023-12-28

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