Li, Qian (SFC:ARI666) 酈千

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2015-06-30 2016-12-18
UBS SECURITIES HONG KONG LIMITED Rep 2016-12-19 2017-11-01
2 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on futures contracts 2021-05-04 2021-08-02
3 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on securities 2021-05-04 2021-08-02
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep 2021-05-04 2021-08-02
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2011-06-09 2015-04-25
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep 2021-05-04 2021-08-02
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep 2021-05-04 2021-08-02
5 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2012-04-24 2015-04-25
6 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2008-07-16 2009-02-02
CITIC Securities Brokerage (HK) Limited Rep 2009-02-26 2009-05-09
ICBC INTERNATIONAL SECURITIES LIMITED Rep 2009-06-09 2010-01-19
GOLDMAN SACHS (ASIA) L.L.C. Rep 2011-01-20 2015-04-25
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep 2021-05-04 2021-08-02

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