Gallagher, Richard William Leslie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-12-15 | 2009-02-16 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-12-15 | 2009-02-16 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-05-18 | 2021-04-14 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-12-15 | 2021-04-14 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-08-06 | 2023-01-12 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2021-08-06 | 2023-01-12 | Rep | Dealing in futures contracts | 2021-08-06 | 2023-01-12 | Rep | Dealing in securities | 2021-08-06 | 2023-01-12 |
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