Lu, Benson Cheng 陸正心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-08-20 | 2006-04-29 |
| 2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-06-14 | 2013-10-18 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 2013-06-07 | 2013-10-18 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 2014-03-21 | 2014-11-17 |
| 3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-06-14 | 2013-10-18 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 2013-06-07 | 2013-10-18 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 2014-03-21 | 2014-11-17 | CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED | RO | 2014-11-18 | 2021-08-17 | ASTRAPTO CAPITAL PARTNERS (HK) LIMITED | RO | 2021-12-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-08-20 | 2006-04-29 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2006-05-08 | 2011-02-09 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 2013-06-07 | 2013-10-18 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | 2014-03-21 | 2014-11-17 |
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