Yip, Jennifer Wan Man 葉韻文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-05-19 | 2004-07-07 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-07-07 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-06-18 | 2004-05-17 |
| 4 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2006-10-03 | 2009-04-04 | Rep | Advising on securities | 2006-10-12 | 2009-04-04 |
| 5 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2005-06-17 | 2006-09-25 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2010-11-26 | 2020-10-30 | Rep | Dealing in securities | 2010-11-26 | 2020-10-30 |
| 7 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2020-11-11 |
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